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BOK Financial · 9 hours ago

Audit Senior Manager, Wealth Audit

Tulsa, OK

Full-time

Onsite

Senior Level, Lead/Staff

9+ years exp

BOK Financial Corporation is a stable and financially strong organization that provides excellent training and development to support building long term careers. The Audit Senior Manager, Wealth Audit is primarily responsible for executing the independent Audit Plan, developing team members, and coordinating work with external parties including regulators as necessary.

BankingCredit CardsFinancial Services

Hiring Manager

Corrine Castro

Responsibilities

You will initiate and oversee the planning of audit work and develop audit programs based on the assessed risk, discussions with management, industry/regulatory trends or requirements, and professional judgment

You will determine work priorities, schedule work assignments, and direct and supervise the audit team's work to ensure high-quality work is delivered promptly

You will review audit work papers prepared by staff members to assess documentation of work performed, completeness of the audit work relative to audit risks and objectives of the area, and the appropriate identification of audit findings and recommendation of actions

You will be responsible for developing team members, including coordinating training and providing relevant feedback during and after each audit

You will plan, coordinate, and manage work on which the external auditors rely for year-end audit and reporting purposes

You will assist with determining annual department objectives and the annual audit plan, including preparing risk assessments and defining the timing and allocation of resources

Qualification

Wealth AuditCompliance AuditBanking RegulationsCertified Internal AuditorFinancial Institution ExperienceAnalytical SkillsLeadership SkillsCommunication SkillsOrganizational Skills

Required

Bachelor's degree in Finance or Accounting

Minimum of 9+ years related experience in a financial institution and/or as a bank examiner with a federal regulatory agency (CFPB, OCC, FDIC, FRB) specializing in Wealth Audit and/or Compliance

Minimum of five years' of supervisory/managerial experience

Extensive knowledge and understanding of commercial and residential appraisal techniques and regulations, including USPAP

Broad knowledge of state banking codes, laws, and regulations (eg 12 CFR 9) including, but not limited to the following states: Oklahoma, Arkansas, Arizona, Colorado, New Mexico, Missouri, Kansas, Wisconsin and Texas

Extensive knowledge of federally recognized examination procedures to evaluate compliance with applicable Federal and State laws and regulations

Comprehensive knowledge and understanding of banking operations

Professional certification required (Certified Internal Auditor (CIA) or Certified Fiduciary and Investment Risk Specialist (CFIRS) preferred)

Advanced PC and software skills and strong aptitude for learning bank systems

Excellent decision making, organizational, and problem solving skills

Excellent oral and written communication skills including formal presentation skills

Strong leadership and team building skills

Strong analytical ability and organizational skills

Ability to read, accurately interpret, and communicate in an understandable format complex federal and state regulations to personnel corporate-wide