Apollo Global Management, Inc. · 13 hours ago
Registered Funds Compliance Professional - Global Wealth
New York, NY
Full-time
Hybrid
Senior Level
$190K/yr - $250K/yr
6+ years expApollo Global Management, Inc. is a high-growth, global alternative asset manager seeking a Compliance Officer to join its team. The Compliance Officer will focus on compliance with the Investment Company Act of 1940, manage day-to-day compliance operations of Apollo's regulated funds, and provide guidance on transactions and policy development.
Asset ManagementCreditFinancial ServicesProperty ManagementReal Estate
Responsibilities
Provide guidance, advice and support to the various business lines supporting Apollo Regulated Funds
Advise on core compliance matters including transactions subject to Apollo’s co-investment order and other transactional matters and assist with compliance thereof
Maintain current expertise on the regulatory environment and industry practice and provide advice to the business on new rule implementations
Conduct annual risk assessments of the Regulated Funds and ensure that any compliance issues or concerns are appropriately addressed, evaluated and escalated in a timely manner
Participate in internal and external audits and reviews of the Regulated Fund’ compliance program
Liaise with colleagues in connection with various initiatives (Global Wealth, product development, etc.)
Support review of Regulated Fund marketing materials and third-party requests
Develop and maintain compliance policies and procedures and controls for the Apollo Regulated Fund platform
Support the business in developing appropriate controls and procedures to mitigate product specific risks
Assist with general compliance matters and other projects, as needed
Qualification
Required
6+ years of experience working on '40 Act related matters preferably at an alternative asset manager of regulated/registered product
Bachelor's degree from a top undergraduate institution with an excellent record of academic achievement
Meaningfully contributes to strategic dialogue and collaborates effectively with investment teams & external partners
Demonstrated interest in financial markets and securities market regulation
Exceptional communication skills, both written and oral; ability to distill complex concepts into discernable terms
Superior interpersonal skills; builds and maintains strong relationships/credibility with relevant stakeholders
Ability to work independently while also supervising and guiding others in performing tasks
Thrives in a fast-paced, rigorous work environment; effectively anticipates and prioritizes work and meets deadlines
Ability to collaborate with colleagues while exercising independent judgment
Strong written and verbal communication skills
Excellent ability to multi-task and strong attention to detail
Entrepreneurial, self-guided work ethic with results-driven orientation
Excels in a fast-paced, rigorous work environment; effectively prioritizes and meets deadlines
Benefits
Discretionary annual bonus based on personal, team, and Firm performance
Company
Apollo Global Management, Inc.
Apollo is a high-growth, global alternative asset manager.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
$7.84B2025-11-05Post Ipo Debt· $400M
2025-08-07Post Ipo Debt· $850M
2025-05-20Post Ipo Debt· $1B
Leadership Team
Martin Kelly
Chief Financial Officer
John Golden
Global Head of Financial Regulation, Partner
Recent News
2026-01-16
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