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D.A. Davidson Companies · 3 days ago

Client Associate

Bellevue, WA

Full-time

Onsite

New Grad, Entry Level

$52K/yr - $67K/yr

D.A. Davidson Companies is an independent, employee-owned financial services firm with over 80 years of history. They are seeking a motivated Client Associate to provide exceptional client service and operational support in a fast-paced environment, while also offering opportunities for career advancement in the financial services industry.

Financial Services

Responsibilities

Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment

Review, maintain and process account documents and information as well as solve complex issues and inform team of meaningful information and activities related to client accounts and transactions including suspicious activity

Coordinate and manage client appointments for team, ensuring timely scheduling and thorough preparation for meetings

Assist in developing and implementing periodic client mailings, communications, and events

Facilitate the transfer of client funds and/or securities and the issuance of checks upon request

Provide general administrative support, including handling phone calls, correspondence, scheduling, filing and other projects as assigned by the team and/or Branch Manager

Maintain client CRM records

Adherence to all branch, firm and compliance policies, procedures, rules, and regulations

Other projects and duties as assigned

Qualification

Securities Industry Essentials (SIE)FINRA Series 7 ExamSeries 66 ExamMicrosoft WordMicrosoft ExcelMicrosoft OutlookClient relationship managementCommunication skillsProblem-solving skills

Required

Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65])

High school graduate or comparable work experience

Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience

Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills