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Eqvilent · 23 hours ago

Senior Compliance Manager

United States

Full-time

Remote

Senior Level

7+ years exp

Eqvilentjobs is seeking a Senior Compliance Manager to lead critical compliance projects and initiatives within their compliance framework. The role requires expertise in financial market regulations and strong project management skills to ensure successful project implementation and compliance management.

Finance

Responsibilities

Lead major compliance projects such as: Implementation of new regulatory requirements across specific markets or asset classes

Compliance integration for new market access or trading venues

Regulatory remediation projects and control enhancements

Manage project timelines, resources, and stakeholder expectations

Define project scope, deliverables, and success metrics

Coordinate cross-functional teams to ensure successful project implementation

Own compliance responsibilities for assigned areas which may include: Specific geographic regions (e.g., APAC markets, European venues)

Regulatory domains (e.g., market conduct, transaction reporting)

Oversee all regulatory reporting requirements including: Transaction reporting (CAT, TRACE, MiFID II transaction reporting)

Position reporting and large trades reporting

Regulatory capital calculations and reporting

Manage regulatory examinations and inquiries

Prepare and file required regulatory documents and notifications

Serve as compliance point of contact for assigned business areas or projects

Participate in regulatory examinations and inquiries related to your areas of responsibility

Present project updates and compliance metrics to stakeholders

Qualification

Financial markets regulationsRegulatory complianceProject managementRegulatory reportingStakeholder managementAnalytical skillsCommunication skillsProblem-solving skillsTeam collaboration