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BNY · 5 months ago

Vice President, SOX Control & Compliance II

500 Grant Street, Pittsburgh, PA, 15258, US

Full-time

Hybrid

Senior Level, Lead/Staff

8+ years exp

BNY is a leading global financial services company, and they are seeking a Vice President to join their SOX & Controls team. The role involves supporting SOX testing, coordinating with business partners and auditors, and providing guidance to junior team members.

Financial Services

Responsibilities

Support the Group Manager in the execution of the SOX testing program by taking ownership of assigned reviews and delivering the following key activities:

Coordinating closely with our Business Partners and external auditors

Conducting control narrative refreshes

Coordinating and leading Process walkthroughs with our Business Partners

Testing the design and operational effectiveness for key controls

Produce high quality work papers to clearly document testing performed, results and conclusions

Effective team player – taking a leading role on special projects and ad-hoc activities

Provide guidance and support to junior members of the team and the S&C wider team

Identify opportunities to leverage information technology systems and automation in a practical and value-add way

Evaluate potential financial impact of control deficiencies and coordinate with control owners on remediation plans including following through to ensure corrective actions are achieved within agreed timescales

Establish strong working relationships with stakeholders across all levels and departments of the organization

Serve as a trusted liaison for control owners, as well as for our internal and external auditors