Goldman Sachs · 6 months ago
Internal Audit-Global Banking & Markets - FICC Audit - Salt Lake City-Associate
Salt Lake City, Utah, United States
Full-time
Onsite
Mid Level
3+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking an Associate for their Internal Audit team to assess the reliability of financial reports, monitor compliance with laws and regulations, and advise management on control solutions.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Develop and maintain an in-depth understanding of trade support and core operational functions and the business areas, products, and activities supported
Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting
Performing walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to management
Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
Follow-up on open audit issues and their resolution
Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit
Maintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business
Qualification
Required
4-year degree in a finance, accounting, or quantitative discipline
3 -7 years of relevant work experience
Team-oriented with a strong sense of ownership and accountability
Strong leadership, interpersonal, and relationship management skills
Strong verbal and written communication skills
Able to work under minimal supervision on individual tasks or on team projects
Highly motivated with solid analytical skills, willing and able to learn new business and system processes quickly
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
Experience using data analytics in audits
Executing integrated business and technology audits
Auditing operations functions within an investment bank or other financial services company
Solid knowledge of Global Markets and related operational support functions, including: Sales and trading of cash, derivative and structured products across FICC (Interest rate products, credit products, Mortgages, Currencies and Commodities) and Equities (listed and OTC trading shares, options, and futures)
Prime brokerage, securities lending, and execution services
Trade processing, clearing and settlement
Compliance with trading rules and regulations
Preferred
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-24
Business Standard India
2026-01-24
Company data provided by crunchbase