Securities Paralegal (Blue Sky) jobs in United States
cer-icon
Apply on Employer Site
company-logo

Simpson Thacher & Bartlett LLP · 2 days ago

Securities Paralegal (Blue Sky)

Simpson Thacher & Bartlett LLP is seeking a Blue Sky Paralegal to manage and support compliance with state securities laws related to various securities transactions. The role involves preparing filings, monitoring deadlines, and coordinating with internal teams and regulatory agencies.

Law Practice
badNo H1Bnote

Responsibilities

Prepare and file Blue Sky notices and exemption filings in connection with securities offerings (e.g., Form D, U-2, U-1, etc.)
Monitor state filing deadlines, renewal periods and amendments to ensure timely compliance
Work with internal teams and regulatory agencies to coordinate and confirm state registrations or exemptions
Track and maintain accurate Blue Sky filing records, calendars and correspondence
Assist with offering-related due diligence, audit support and investor reporting
Research state securities laws, rule changes and regulatory requirements as needed
Draft and maintain procedural checklists and process improvements related to Blue Sky compliance
Perform other duties as assigned

Qualification

Blue Sky laws experienceParalegal experienceSEC filing softwareMS Office SuiteAnalytical skillsAttention to detailCommunication skillsOrganizational skillsTeamworkTime management

Required

Bachelor's degree required
2-3 years of paralegal experience in a corporate practice area
Ability to manage deadlines across multiple jurisdictions, time zones and transactions
Ability to effectively present information verbally and in writing
Exceptional attention to detail
Ability to proofread for contextual, grammatical and spelling errors
Ability to become subject-matter expert on specialized systems (e.g., SEC filing software)
Advanced knowledge of MS Office Suite, including proficiency in Excel
Ability to organize, prioritize, plan and multi-task work activities
Ability to work independently or in a team with limited supervision
Ability to maintain positive attitude and high standard of excellence across all assignments
Excellent organizational and communication skills
Excellent analytical and critical thinking skills
Flexibility to work late and on holidays/weekends and travel when necessary

Preferred

Prior hands-on experience working with Blue Sky laws and related securities filings preferred

Company

Simpson Thacher & Bartlett LLP

twitter
company-logo
Simpson Thacher & Bartlett LLP is one of the world’s leading international law firms.

Funding

Current Stage
Late Stage

Leadership Team

leader-logo
Kelly Stevens
Chief Operating Officer
linkedin
leader-logo
Alan Turner
Partner
linkedin
Company data provided by crunchbase