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Chase · 5 months ago

Senior Internal Audit Associate - Asset Management

545 Washington Blvd, Jersey City, NJ, 07310, US

Full-time

Onsite

Senior Level

$100K/yr - $145K/yr

5+ years exp

Chase is seeking a talented Senior Associate to join their Asset Management Internal Audit team, playing a crucial role in enhancing governance and operational excellence. The role involves leading all aspects of the audit lifecycle, including planning, fieldwork, reporting, and continuous monitoring while collaborating with stakeholders across the bank.

BankingFinancial Services

Responsibilities

Plan, execute and document audit activities, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure

Work closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders

Recognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policy

Partner with stakeholders, business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independence

Finalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to strengthen internal controls

Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning

Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Qualification

Internal audit methodologyInternal control conceptsAnalytical skillsAsset Management experienceInterpersonal skillsAdvanced DegreeBig 4 experienceRegulations

Required

5+ years of internal or external auditing experience, or relevant Asset Management industry and business experience

Bachelor's degree (or relevant financial services experience)

Experience with internal audit methodology and applying concepts in audit delivery and execution

Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner

Strong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partners

Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness

Flexible to changing business priorities and ability to multitask in a constantly changing environment