E*TRADE from Morgan Stanley · 5 months ago
Financial Crimes Program Design System Architecture Implementation AVP
Tampa, Florida, United States of America
Full-time
Onsite
Mid, Senior Level
$100K/yr - $125K/yr
5+ years expMorgan Stanley is a global financial services firm that provides comprehensive financial advice and services. The role involves overseeing, designing, implementing, and maintaining financial crimes activities, ensuring operational effectiveness and compliance with policies while acting as a liaison between business users and IT teams.
BankingFinanceFinancial Services
Responsibilities
Work closely with business stakeholders to gather, analyze, and document detailed system requirements for new features, enhancements, and production issues
Document and track production issues, post deployment checks and work with technology partners on resolution
Act as a liaison between business users and IT teams, ensuring clear communication of requirements, testing outcomes, and any issues that arise in production
Present insights to key stakeholders, ensuring clear communication of complex findings
Escalate issues, risks, and concerns timely and appropriately to stakeholders
Develop training and communication plans
Develop user support processes and document support content for sharing across stakeholders
Develop process maps and detailed documentation to capture current and future state business processes, ensuring alignment with system capabilities
Identify gaps in current operational processes and recommend data-driven solutions for improvement
Assist in change management efforts by identifying potential impacts to business processes and systems and supporting the development of mitigation strategies
Credibly challenge functional specifications / user stories /Epics from system developers, ensuring clarity and completeness
Design and develop UAT strategies, test plans, and test cases in collaboration with business users to validate that systems meet business requirements
Develop and compile periodic reporting to senior stakeholders including the identification of emerging risk themes/trends
Host governance forums including Sr. Executive governance forums, drive discussions and decisions, and assist in action item tracking, project plans, milestones, and meeting documentation
Conduct scenario testing and validation to ensure the robustness of reporting
Responsible for identifying and assessing complex issues, structuring potential solutions, contributing to a culture of learning and continuous improvement, and driving to resolution with senior stakeholders
Effectively communicate the validation or testing process, status, and results to leadership, business, and risk partners to make informed decisions
Provide training and support to end-users on new systems or features, ensuring a smooth transition and high adoption rates
Write and/or review reports or presentations that clearly articulate the results/conclusions of validation or testing activities
Conduct post-implementation reviews to ensure that systems are functioning as expected and to identify any areas for improvement including supporting execution teams on production related issues
Understanding of financial crimes requirements and framework AML / KYC
Understanding of the audit and testing processes and approaches
Should be familiar with the risk and control framework at a financial institution
Should exhibit comfort working with technology and the ability to learn and display proficiency on technical systems and programs
Qualification
Required
5+ years of risk management, compliance, control, and/or audit experience in a Bank or financial services institute with a demonstrated record of success and/or growth
Bachelor's degree in Data Analytics, Statistics, Computer Science, Finance, Business, Finance, or a related field (Master's degree preferred)
Strong experience in gathering and documenting business requirements, with a keen ability to translate them into technical specifications
Solid understanding of UAT processes, test case design, and defect management, with experience in executing and managing UAT phases
Familiarity with system development lifecycles (SDLC), and experience with testing tools such as JIRA, HP ALM, or similar
Ability to analyze complex systems and processes, identifying potential issues and opportunities for improvement
Excellent written and verbal communication skills, with the ability to convey technical information to non-technical stakeholders
Proven ability to work effectively in cross-functional teams, including developers, QA testers, and business users
Familiarity with AML software and systems (e.g., Actimize, Mantas, or similar tools)
Strong problem-solving skills, with the ability to troubleshoot issues and drive them to resolution in a timely manner
Understanding of financial crimes requirements and framework AML / KYC
Understanding of the audit and testing processes and approaches
Should be familiar with the risk and control framework at a financial institution
Should exhibit comfort working with technology and the ability to learn and display proficiency on technical systems and programs
Preferred
Familiarity with Agile/Scrum environments and experience participating in sprints and iterative development processes
Experience in project management or coordination, particularly in managing testing phases and ensuring timely delivery of system changes
Understanding of the specific industry in which the systems will be used, allowing for more targeted analysis and testing
Relevant certifications such as Certified Business Analysis Professional (CBAP) or ISTQB certification in software testing desired
Proficiency in analytical tools and programming languages (e.g., SQL, Python, R)
Experience with visualization tools like Tableau, Power BI, or similar
Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
H1B Sponsorship
E*TRADE from Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (3)
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
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