Oracle Cloud ERP · 5 months ago
Senior Licensing & Registration Professional
Saint Cloud, MN, United States
Full-time
Hybrid
Mid, Senior Level
$18.75/hr - $25.95/hr
1+ years expCetera is currently seeking an Introducing Senior Licensing & Registration Professional for their team located in St. Cloud, MN. This role involves providing operational support and customer service, managing paperwork, and assisting representatives with licensing and registration processes.
Information Technology & Services
Responsibilities
Ensure that the appropriate paperwork is filed in a timely manner with all State and Government Agencies
Manage/Process reps carrier appointments, renewals and invoices
Assist reps with continuing education questions and study material
Research and resolve unique situations and complex errors associated with the FINRA registration process, regulatory questions and related issues, etc
Maintain data for the internal and external registration and disclosure systems, including FINRA CRD
Lead from the front by contributing to the development and improvement of procedure, processes, and workflow to increase efficiencies
Be the first point of contact for our Representatives’ Licensing & Registration questions
Respond to telephone inquiries from internal and external customers
Project work as necessary
Other duties as assigned
Qualification
Required
Customer service skills
Flexible and adaptable to change
Strong communication and organizational skills
Positive role model to colleagues
Highly responsive to coaching and training
Independent; able to work and resolve complex issues with minimal guidance
Ability to learn quickly and multi-task effectively in a fast-paced environment
Team player attitude
Energetic and results-oriented
High School Diploma or GED
1 years of experience with MS Office tools
1 years of applicable experience
FINRA or Insurance Licensing (if applicable)
Preferred
Previous experience in the financial industry
Bachelor's degree
Series 99, 6 or 7 licensed
Demonstrated experience delivering excellent problem resolution, organizational and follow-up skills
Ability to multi-task while staying on track with regulatory deadlines, field inquiries, and internal assignments
Benefits
Competitive performance-based bonus
Company
Oracle Cloud ERP
Oracle Cloud ERP is a software as a service, SaaS, solution for businesses to control and manage multiple facets of their business.
10001+ employees
Funding
Current Stage
Late StageCompany data provided by crunchbase