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BNY · 5 months ago

Vice President, Auditor - Asset & Issuer Services

300 Colonial Center Parkway, Lake Mary, FL, 32746, US

Full-time

Hybrid

Mid, Senior Level

5+ years exp

BNY is a leading global financial services company that empowers employees to grow and succeed. They are seeking a Vice President, Auditor to join their Securities Services Team within Internal Audit, responsible for delivering complex audit assignments and ensuring compliance with regulatory requirements.

Financial Services

Responsibilities

Delivery of complex and challenging audit assignments, including compliance and regulatory related assignments

Lead or participate in audit project execution (planning, fieldwork, and reporting) of complex business processes

Perform walkthroughs with process owners; document results in narratives/flowcharts; identify and document risks and controls; develop and execute testing strategy; prepare supporting workpapers; and document test exceptions and conclusions

Identify and draft meaningful issues impacting the business under review and challenge management to develop appropriate remedial actions to address the issues identified

Elevate potential audit issues to the Audit Manager as soon as they are identified

Follow-up on audit actions to ensure corrective actions have been appropriately implemented and where necessary, test the design, operating effectiveness, and sustainability of implemented actions

Engage in and document Continuous Monitoring activities

Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions

Contributes technical or specialized skills sets or business knowledge not readily available elsewhere in the department to solve audit issues

Identifies opportunities for the use of AI/automation and actively takes part in advancing recommendations for software support requests

Qualification

Certified Internal Auditor (CIA)Risk Management certificationsAudit methodologiesFinancial services experienceInvestment services auditExcel proficiencyMicrosoft softwarePythonCritical thinkingProblem solvingPresentation skillsAdaptability

Required

Bachelor's degree or equivalent combination of education and work experience required

Degree in Accounting, Finance, or relevant critical thinking specialty

5-7 years of experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring

In depth knowledge of audit methodologies

Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving

Excellent planning, co-ordination, organization, and presentation skills

Thrives in a fast-paced environment and adaptable to change

Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio, Power BI as well as Python

Preferred

Certified Internal Auditor (CIA) or other Risk Management certifications preferred

Certified Fiduciary and Investment Risk Specialist (CFIRS) preferred

Prior experience in investment services or issuer services audit preferred

Prior experience in contributing to the overall effectiveness and value of a department by recommending and assisting in the development of innovative approaches and solutions