moomoo · 5 days ago
Director of Brokerage Operations
Jersey City, NJ
Full-time
Onsite
Senior Level, Lead/Staff
$90K/yr - $125K/yr
10+ years expFutu US Inc. is a leading financial services company operating multiple SEC registered broker-dealers and a cryptocurrency brokerage. They are seeking an experienced Operations Director to oversee operational processes, mitigate risks, and ensure compliance with regulatory standards within their Broker-Dealer operations.
Financial ServicesFinTech
Responsibilities
Operational Oversight: Monitor daily operations, trade settlements, reconciliations, and financial transactions to ensure accuracy and compliance
Risk Management: Identify, assess, and mitigate operational risks, developing strategies to enhance controls and minimize errors
Regulatory Compliance: Ensure adherence to SEC, FINRA, and other regulatory requirements while maintaining proper documentation and reporting
Process Improvement: Analyze existing workflows, recommend enhancements, and implement automation initiatives to boost efficiency
Audit & Internal Controls: Collaborate with internal audit teams to ensure all processes align with industry best practices and regulatory standards
Cross-functional Coordination: Work closely with Clearing, Finance, AML, Compliance, Cash Management and Stock Transfer teams to streamline operations
Issue Resolution: Investigate trade discrepancies, reconcile accounts, and resolve escalated operational issues with precision and urgency
Qualification
Required
10+ years of experience in Operations Control within a Broker-Dealer environment
Strong understanding of SEC, FINRA, and regulatory frameworks governing Broker-Dealer operations
Expertise in trade reconciliations, risk management, and compliance monitoring
Proficiency in industry systems (e.g., DTCC, OCC, Bloomberg, or similar platforms)
Exceptional analytical and problem-solving skills with attention to detail
Effective communication and collaboration abilities in a fast-paced environment
Understanding of an omnibus clearing model
Benefits
Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
401k Employer Contribution: We match your contributions to help you grow your retirement savings
Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success
Company
moomoo
Moomoo is a free-commission online trading platform. With moomoo, you can trade stocks, options, and ETFs without paying any commissions. It is a sub-organization of Futu Holdings.
1001-5000 employees
H1B Sponsorship
moomoo has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3)
2024 (4)
2023 (2)
2022 (3)
Funding
Current Stage
Late StageLeadership Team
Glen Stifelman
Chief Compliance Officer
Recent News
2026-01-23
Company data provided by crunchbase