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SMBC Group · 4 days ago

Audit Manager - Liquidity Risk

New York, NY

Full-time

Hybrid

Senior Level

$145K/yr - $185K/yr

7+ years exp

SMBC Group is a top-tier global financial group offering a diverse range of financial services. They are seeking an experienced Liquidity Audit Manager to design and supervise execution of internal audits, ensuring compliance with IIA standards and IAD policies, while managing audit teams and communicating effectively with stakeholders.

AdviceBankingFinancial Services

H1B Sponsor Likely

Responsibilities

Manage audit teams to execute high quality reviews within a prescribed timeframe

Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reporting

Provide support, coaching, and feedback to audit team which may include internal or co-sourced internal audit professionals

Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measures

As needed, assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities

Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile

As needed, assist with special projects related to business process improvements or departmental strategic initiatives

Track and validate closure of issues raised by the department and regulators

Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators

Qualification

Liquidity risk expertiseInternal audit experienceRegulatory standards knowledgeMarket risk familiarityAudit techniques understandingProfessional skillsBachelor’s DegreeCommunication skillsPresentation skills

Required

Minimum of 7 years internal audit experience in the banking and finance industry

Subject matter expertise in liquidity risk and banking / capital markets products

Advanced understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY Liquidity requirements

Understanding of audit techniques, internal controls, and workpaper standards

Excellent communication, presentation and professional skills including the ability to interact effectively at all levels within the organization

Bachelor's Degree in Accounting, Finance, or related field

Preferred

Familiarity with Market Risk a plus

Benefits

Annual discretionary incentive award

Competitive portfolio of benefits

Company

SMBC Group

Glassdoor3.5

SMBC Group is a top-tier global financial group.

Founded in 1590

New York, New York, USA

10001+ employees

https://www.smbcgroup.com/americas

H1B Sponsorship

SMBC Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

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2025 (160)

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2021 (29)

2020 (26)