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D.A. Davidson Companies · 18 hours ago

Client Associate

Omaha, NE

Full-time

Onsite

New Grad, Entry Level

D.A. Davidson Companies is an independent, employee-owned financial services firm with a commitment to integrity and community support. They are seeking a motivated Client Associate to provide exceptional client service and support while working alongside Financial Professionals in their Omaha, NE branch.

Financial Services

Responsibilities

Provide extraordinarily professional and courteous service managing client requests

Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions

Assist with crafting comprehensive financial plans for current and prospective clients

Assist in developing and implementing periodic client mailings, communications and events

Facilitate the transfer of client funds and/or securities and the issuance of checks upon request

Seek to innovate and streamline processes

Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned

Adherence to all branch, firm and compliance policies, procedures, rules and regulations

Qualification

Client relationship buildingSecurities licensesProblem-solvingTechnology skillsAttention to detailCommunication skillsTeam collaborationProject management

Required

Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills

Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment

Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math

High school graduate or comparable work experience

Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience

Preferred

Post-secondary education preferred

Preference given to candidates with these current licenses: the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]). If not licensed, requirement to pass all tests for the Series 7 and 66 (or 63/65) licenses within 120 days of hire