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Eqvilent · 4 months ago

IT Compliance Manager

United States

Full-time

Remote

Mid Level

Eqvilentjobs is looking for an IT Compliance Manager to ensure compliance with financial market regulations and data protection standards. The role involves leading compliance projects, overseeing ICT implementations, and acting as a compliance liaison for technology and trading teams.

Finance

Responsibilities

Lead major compliance projects such as: ICT implementation reviews and compliance sign-offs

Implementation of new regulatory requirements across specific markets or asset classes

Compliance integration for new market access or trading venues

Manage project timelines, resources, and stakeholder expectations

Define project scope, deliverables, and success metrics

Coordinate cross-functional teams to ensure successful project implementation

Lead compliance oversight of ICT implementations and technology projects

Review and approve technology changes from a compliance perspective

Monitor compliance with regulatory technical standards (e.g., MiFID II RTS 6 algorithmic trading requirements)

Collaborate with technology teams to embed compliance controls in system architecture

Oversee compliance aspects of system development lifecycle (SDLC)

Ensure proper documentation and audit trails for all technology implementations

Stay updated on global regulatory standards and adapt strategies as necessary for each jurisdiction

Act as a compliance liaison for technology and trading teams

Participate in and respond to regulatory examinations and inquiries

Present compliance metrics and project updates to stakeholders

Qualification

Technology complianceICT implementation oversightRegulatory expertiseAnalytical skillsStakeholder managementProject managementProgramming skillsCloud compliance knowledgeCommunication skillsProblem-solving skillsTeam collaboration

Required

Bachelor's degree in Computer Science, Information Technology, or related field

Relevant professional certifications (e.g., ITIL 4, ISO/IEC 27001, CISA, CRISC)

Demonstrated experience in technology compliance and ICT implementation oversight

Strong background in technology compliance, including: ICT governance and control frameworks, Algorithm development and testing requirements, System change management processes, Technology audit and compliance testing

Experience with order types, market data, and execution venues

Knowledge of regulatory technical standards for electronic trading

Proven ability to interpret complex regulations and apply them to HFT operations

Strong project management skills with experience leading complex, cross-functional initiatives

Excellent analytical and problem-solving abilities

Outstanding written and verbal communication skills

Ability to work both independently and collaboratively within a team environment

Experience managing multiple projects and priorities simultaneously

Strong stakeholder management and influencing skills