Compliance Analyst 2025-01994 jobs in United States
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NEOGOV · 5 months ago

Compliance Analyst 2025-01994

NEOGOV is seeking a detail-oriented and motivated Compliance Analyst to join the Wyoming State Treasurer's Office. This role supports the organization's compliance efforts by ensuring adherence to Wyoming Statutes and Administrative Rules, particularly focusing on compliance and proxy voting obligations.

GovTechHuman ResourcesInformation TechnologySoftware

Responsibilities

Assist in the development, distribution, and maintenance of compliance documentation, including disclosure documents, gift logs, pre-trade clearance requests, travel and entertainment logs, and manager attestations
Assist in the development and maintenance of compliance training materials. Scheduling of new and existing staff training. Document training attendance and the collection of comments and questions from training
Monitor both pre-trade (Bloomberg) and post-trade (JP Morgan) compliance reporting
Develop the capability to inventory, review, edit, and create rules in Bloomberg and monitor rule changes in the JPMorgan system
Assist in the development of various compliance and proxy voting reports. Produce and maintain those reports as required
Maintain lists of all accounts in compliance and proxy voting systems, ensuring that all relevant accounts are live and active in the required systems
Monitor proxy voting reports, ensuring that all ballots have been received and can be voted on, and all votes are scheduled to be voted on as per policy
Miscellaneous tasks as assigned

Qualification

Compliance documentationCompliance reportingData managementLawsFinanceStatistical methodsExcel proficiencyWord proficiencyPowerPoint proficiencyWritten communicationOral communicationOrganizational skillsAttention to detail

Required

Bachelor's Degree (typically in Finance)
0-3 years of progressive work experience (typically in Statistics)
4-6 years of progressive work experience (typically in Statistics) if education is not met
Knowledge of research and statistical theory and methods
Knowledge of federal, state, and local laws and regulations
Knowledge of data management using a variety of reporting and database systems
Knowledge of Excel, Word, and PowerPoint
Knowledge of finance and investments
Candidates are required to undergo a criminal background check requiring fingerprinting

Preferred

Excellent written and oral communication skills
Ability to read, understand, and explain legal and compliance documents
Excellent organizational skills and attention to detail
Bachelor's degree

Benefits

Comprehensive healthcare coverage, including medical, dental, and vision plans
Multiple retirement plans
Generous paid time off and flexible arrangements

Company

NEOGOV is the leading provider of workforce management software uniquely designed for the public sector, education, and public safety.

Funding

Current Stage
Late Stage
Total Funding
$700M
Key Investors
Warburg Pincus
2025-07-28Secondary Market· $700M
2025-07-28Acquired
2021-06-02Private Equity

Leadership Team

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Shane Evangelist
CEO
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Brandon McDonald
Head Of Marketing
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