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E*TRADE from Morgan Stanley · 4 months ago

Global Financial Crimes: Senior KYC Advisory Officer

Dallas, Texas, United States of America

Full-time

Hybrid

Senior Level, Lead/Staff

$130K/yr - $220K/yr

8+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, known for its commitment to innovation and excellence. They are seeking a Global Financial Crimes Senior KYC Advisory Officer to oversee the implementation of KYC policies and controls, ensuring compliance with regulatory requirements while promoting consistency across the enterprise.

BankingFinanceFinancial Services

Responsibilities

Draft, maintain and advise on the firm's Global KYC Standards, including supplements, additional guidance as necessary

Plan, coordinate, and track the implementation of the Firm's Global KYC Standards, including periodic refresh, and related regional standards across the Enterprise

Advise key stakeholders of KYC regulatory and policy requirements and suggest enhancement of KYC controls in response to regulatory and policy change

Assist regional GFC Financial Crimes Advisory teams in the periodic refresh process, including coordinating with Operations, Business Unit stakeholders and Technology to implement enhancements and control changes

Assist in managing the governance and oversight of the Firm's KYC efforts, including the Firm's KYC Standards Committee, and working groups with GFC, business unit, Operations, and Technology representatives

Coordinate with GFC Strategy on the implementation and continued maintenance of Enterprise Customer Risk Ranking controls

Stay up to date on relevant industry best practices, guidance and regulatory landscape, including but not limited to; USA PATRIOT Act, Bank Secrecy Act, FATF, 5th Money Laundering Directive

Responsible for the implementation, maintenance, and enhancement of KYC Controls enterprise-wide

Manage small team of KYC Advisory staff

Qualification

KYC Advisory experienceAnti-Money Laundering (AML)Regulatory compliance knowledgeAnalytical skillsCommunication skillsTeam managementInterpersonal skillsPresentation skills

Required

Minimum of 8-12 years of relevant Anti-Money Laundering or KYC Advisory experience, preferably at a large financial institution, consulting firm, asset manager, law firm, or government/regulatory body

Deep understanding of relevant laws, rules and regulations pertaining to AML as well as sanctions and anti-corruption

Strong analytical and problem-solving skills and the ability to provide viable solutions in a time-sensitive environment

Exceptional written and verbal communication skills, attention to detail, and effective time management

Sound judgment and an ability to manage and appropriately escalate issues internally

Outstanding interpersonal skills and team-player attitude

Strong presentation skills