Goldman Sachs · 4 months ago
Compliance, Asset Management Compliance, Analyst / Associate, Chicago
Chicago, Illinois, United States
Full-time
Onsite
Entry, Mid Level
2+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking a Compliance Analyst or Associate to join the US Asset Management Sales and Marketing Compliance team, providing daily advice on regulatory requirements and compliance oversight for AM personnel.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Provide compliance oversight and support for AM personnel and provide advice on how to conduct AM’s business in a manner that complies with the vast array of applicable rules, regulations, and regulatory expectations
Review and advise on product marketing materials used to pitch AM’s products and services
Perform testing, including the review of surveillances and conducting forensic reviews to assess compliance risks and identify potential breaches
Work with regional compliance, legal, and business teams on marketing initiatives and provide guidance on regulatory requirements
Analyze and stay current on global rules and regulations applicable to the sale of AM products in the US and abroad
Develop, draft, and maintain compliance policies and procedures outlining firm requirements, regulations, and best practices
Create and deliver compliance trainings
Coordinate with the business and other internal stakeholders to assist with new business initiatives and regulatory requirements
Assist with regulatory examinations, audits and inquiries
Qualification
Required
Bachelor's Degree, JD or MBA
2-6 years of Compliance, Legal, Regulatory or Financial Services industry experience
Excellent communications skills (oral and written), judgment, organizational skills, and project management skills
Ability to handle multiple tasks simultaneously and work in a fast paced environment
Benefits
Diversity and inclusion
Training and development opportunities
Firmwide networks
Benefits
Wellness
Personal finance offerings
Mindfulness programs
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-09
BATimes Newspaper
2026-01-08
2026-01-08
Company data provided by crunchbase