Apply on Employer Site

BNY · 4 months ago

Vice President, Exam Management, Policy and Procedures

500 Ross Street, Pittsburgh, PA, 15262, US

Full-time

Hybrid

Mid Level

3+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Vice President for Exam Management, Policy and Procedures to support regulatory oversight management and analyze relevant information to ensure compliance with laws and regulations.

Financial Services

Responsibilities

Support management in day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies

Perform research and analyze relevant information and transactions that warrant further investigation

Communicate with internal and external parties as needed and make recommendations on necessary procedural/control changes on more complex regulatory oversight management matters

Understand industry trends and make policy recommendations

Qualification

Financial Services regulationsRegulatory oversight managementOralProject managementWritten communicationPolicy implementationManagement reportingProblem solvingTeam collaboration

Required

Bachelor's degree or equivalent combination of education and experience required; advanced/graduate degree preferred

3-5 years of total work experience preferred

Knowledge of Financial Services Industry regulations, compliance, operations, or auditing

Strong oral and written communication skills, problem solving, and project management abilities

Ability to implement regulatory oversight management policies and procedures

Experience verifying practices against policies with general oversight

Ability to prepare management reports and alert management to urgent matters or findings

Capability to counsel business personnel on first line of defense compliance with policies

Provide advice to entry-level employees and guidance to less experienced team members

Contribute to team objectives and support moderately complex projects with insight on interpretation of regulations

Preferred

advanced/graduate degree preferred

3-5 years of total work experience preferred

Benefits

Highly competitive compensation

Benefits

Wellbeing programs

Flexible global resources

Generous paid leaves

Paid volunteer time

Company

BNY

Glassdoor3.6

For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.

Founded in 1784

New York, NY, US

10001+ employees