BNY · 3 weeks ago
Vice President, Exam Management, Policy and Procedures
Pittsburgh, PA
Full-time
Onsite
Mid Level
3+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Exam Management, Policy and Procedures will develop and maintain SOPs for AML workflows, support regulatory oversight management, and analyze transactions requiring further investigation.
Financial Services
Responsibilities
Develop, write, and maintain SOPs and process maps for AML workflows, including KYC/CDD/EDD
Partner with AML SMEs to capture requirements, validate accuracy, and remediate procedural gaps or inconsistencies
Support management in day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies
Perform research and analyze relevant information and transactions that warrant further investigation
Communicate with internal and external parties as needed and make recommendations on necessary procedural/control changes on more complex regulatory oversight management matters
Understand industry trends and make policy recommendations
Qualification
Required
Bachelor's degree or equivalent combination of education and experience required
Strong oral and written communication skills, problem solving, and project management abilities
Knowledge of Financial Services Industry regulations, compliance, operations, or auditing
Ability to implement regulatory oversight management policies and procedures
Experience verifying practices against policies with general oversight
Ability to prepare management reports and alert management to urgent matters or findings
Capability to counsel business personnel on first line of defense compliance with policies
Contribute to team objectives and support moderately complex projects with insight on interpretation of regulations
Preferred
Advanced/graduate degree preferred
3-5 years of total work experience preferred
Benefits
Highly competitive compensation
Benefits
Wellbeing programs
Generous paid leaves
Paid volunteer time
Company
BNY
We help make money work for the world — managing it, moving it and keeping it safe.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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