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Golden 1 Credit Union · 2 days ago

Senior Designated Compliance Analyst SDCA

Sacramento, CA

Full-time

Hybrid

Senior Level

$102K/yr - $105K/yr

7+ years exp

Golden 1 Credit Union is seeking a Senior Designated Compliance Analyst to support the VP of Compliance in maintaining adherence to compliance regulations. The role involves monitoring regulations, providing guidance to business units, and ensuring compliance policies are effectively implemented.

BankingFinanceFinancial Services

Responsibilities

Monitor and analyze applicable regulations at the federal and state levels

Provide proactive guidance to business units (1LOD) through ongoing support, projects, and marketing reviews

Provide subject matter expertise in the development of corporate compliance policies and ensure alignment with 1LOD teams

Actively participate in annual and ongoing risk assessment campaigns as a Subject Matter Expert, including complex risk areas, providing effective check & challenge to 1LOD teams

Oversee the storage and secure destruction of records according to the Retention Schedule (paper and electronic)

Provide guidance to all lines of defense on the proper handling, storage, and disposal of records

Collaborate with the Enterprise Applications team on the installation of hardware and software that supports the Electronic Document Management System (EDMS)

Work closely with First- and Second-line teams throughout Golden 1 to determine the best business process for the systematic preservation of the total life cycle of records using both manual and automated methods

Provide policy and procedural support for business continuity planning and data recovery purposes ( Corporate Policies 2:08 Backup and Recovery and 3:10 Business Continuity Planning)

Assist with developing compliance training content to ensure staff understanding and adherence to applicable regulations consistent with the Credit Union’s risk tolerance

Participate in the preparation of compliance reports for senior management and regulatory bodies

Understand core business activities, risks, and products to effectively guide 1LOD teams and support the Credit Union’s Compliance Program

Collaborate with other compliance teams to ensure harmony in approach to compliance matters and processes

Play an active role in the presentation of the Credit Union’s evidence of compliance during external exams, audits, and other regulatory interactions

Provide guidance and support on projects and initiatives, with a focus on those which pose a higher level of compliance risk and complexity

Qualification

Compliance laws knowledgeFinancial services experienceMicrosoft PurviewMicrosoft WordMicrosoft ExcelMicrosoft PowerPointAdobe Acrobat ProSharePointJudgmentOral communicationWritten communicationOrganizational skillsTeam collaborationIntegrityWork independently

Required

Bachelor's degree or equivalent work experience

7+ years of experience as a Financial Services experience in consumer protection regulatory compliance, internal audit, external audit, financial services operations, or consumer protection compliance program development/evaluation

Extensive knowledge of compliance laws, rules, regulations, particularly those concerning finance and retention practices

Ability to communicate at a management level (oral and written) and work well with others in a dynamic team environment

Ability to work independently with minimal direction and exhibit initiative

Organizational skills and ability to manage multiple contemporaneous matters

Comfortable operating on an unpaved road and dealing with ambiguity

Strong judgment of priorities and high integrity

Proficiency in Microsoft Word, Excel, and PowerPoint as well as Adobe Acrobat Pro and SharePoint

Prolonged sitting throughout the workday with occasional mobility required

Corrected vision within the normal range

Hearing within normal range. A device to enhance hearing will be provided if needed

Ability to lift 15 lbs. as may be required

Occasional movements throughout the department daily to interact with staff, accomplish tasks, etc

Travel by car may be required to visit Branch Office, Home Loan Center or other offsite location

Travel by plane or other public transport may be required to visit Branch Office, Home Loan Center or other offsite location

Preferred

Certification preferred, but not required; Credit Union Compliance Expert (CUCE), NAFCU's Certified Compliance Officer (NCCO), Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), Certified Information Professional (CIP), Certified Information Privacy Professional (CIPP/US), Certified Information Privacy Manager (CIPM), Certified Information Privacy Technologist (CIPT), Certified Records Manager (CRM), Information Governance Professional (IGP), Certified Information Governance Officer (CIGO)

Experience with use of Microsoft Purview for data governance, compliance, and information protection