Simmons Bank · 4 months ago
Associate Wealth Advisor
Little Rock, AR
Full-time
Hybrid
Entry Level
3+ years expSimmons Bank is a company that values passion and customer focus in its operations. The Associate Wealth Advisor will assist in the financial planning process, providing crucial client relationship support while working independently and in collaboration with other Wealth Advisors as part of a mentorship program.
BankingFinanceFinancial Services
Responsibilities
Acts in the best interest of the client to impact a client’s financial future and help them meet their goals
Develops and maintains an increasing client base by using well-developed market knowledge, strategies, and sales skills
Maintains product knowledge and stays current of market activity and news affecting the markets
Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies, and Simmons Investment Services & LPL written procedures related to the securities industry, including completion of required compliance training
Performs administrative duties and responsibilities as assigned
Collaboration with Senior Advisors to adopt best practices
Prepare analysis, presentation materials, financial plans, and other tasks for business development and client meetings
Research appropriate investments products based on suitability for clients
Qualification
Required
Ability to read and interpret legal documents and procedure manuals, and be able to read, interpret and write financial reports and correspondence
Ability to effectively present information and respond to questions from groups of managers, clients, customers, and the public
General knowledge of financial planning, products, processes, and technology required
Build and foster collaborative relationships
Professional verbal and written communication skills
Must display professional conduct and appearance
Must have efficient time management and organizational skills to manage multiple priorities
Strong analytical and problem-solving skills
Review documents for accuracy, completeness, and compliance with regulation and policy
FINRA Securities Industry Essentials® (SIE®), Series 7, Series 63 & 65 or Series 66
Life/VA/Health Insurance license
BS/BA Degree four-year from an accredited university/college preferred
Three+ years of relevant work experience in investment services or combination of education and work experience in financial services preferred
Proficiency in Microsoft Office & cloud environments preferred
Preferred
Financial Planning software optional
CERTIFIED FINANCIAL PLANNER™ (CFP®) optional
Company
Simmons Bank
Simmons Bank serves customers through its rock-solid commitment to integrity, excellence, collaboration, and growth.
1001-5000 employees
H1B Sponsorship
Simmons Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (6)
2024 (12)
2023 (3)
2021 (5)
Funding
Current Stage
Public CompanyTotal Funding
$625.09MKey Investors
Eosera
2025-09-09Post Ipo Debt· $325M
2025-07-22Post Ipo Equity· $300.07M
2024-10-15Grant· $0.01M
Leadership Team
Daniel Hobbs
Chief Financial Officer
Chris Van Steenberg
Executive Vice President, Chief Operating Officer
Recent News
Arkansas Business — Business News, Real Estate, Law, Construction
2025-12-22
2025-12-19
Company data provided by crunchbase