Executive Vice President

Executive Vice President of the National Cause and Financial Crimes Detection Program

FINRA imposes $125k fine on Interactive Brokers for alleged rule violations

There's a ton of investing advice on TikTok. Most of it is bad, a new study says.

US regulators probe stock moves before companies made crypto-treasury announcements, WSJ reports

Wall Street watchdog probes Douglas Elliman stock trades

Paralegal, Litigation

FINRA is a not-for-profit entity that operates under the oversight of the SEC, focusing on protecting investors and ensuring robust trading activity. They are hiring a Paralegal to provide legal support, including drafting documents, conducting research, and managing legal records.

Litigation Support Specialist

Senior Lead Litigation Paralegal Specialist

Senior Paralegal

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