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Signify Technology · 3 days ago

Senior Compliance Manager (Enterprise Technology)

United States

Full-time

Remote

Senior Level, Lead/Staff

$150K/yr - $150K/yr

8+ years exp

Signify Technology is a company that focuses on AI innovation and real-world impact. They are seeking an experienced Senior Compliance Manager to oversee regulatory compliance, ensuring adherence to legal privacy standards and internal policies while leading security compliance audits and developing control systems.

Information TechnologyRecruiting

No H1B

Responsibilities

Lead in Security Compliance Audits; task/gather evidence needed for audit controls; collaborate with external auditors to address issues and concerns

Support annual SOX readiness, scoping, and risk assessments to ensure the appropriate processes and controls are included in scope

Maintain evidence and documentation for SOX audits, ensuring completeness, accuracy, and timely submission to external auditors

Assist in management’s quarterly and year-end certifications, ensuring compliance with SOX 302 and 404 requirements

Develop and oversee control systems, in alignment with the firm’s goals and regulatory requirements, to prevent or deal with violations of legal guidelines and internal policies

Evaluate the efficiency of controls and continuously improve them

Provide project updates on a consistent basis to various stakeholders about strategy, adjustments, and progress

Keep corporate training on In-House Policies and Privacy up to date; monitor training completion

Lead in Security Information Questionnaires and Vendor Management Onboarding

Conduct risk assessments to identify risks and develop treatment plans

Revise procedures, reports etc. periodically to identify risks or non-conformity issues

Draft, modify and implement company policies to ensure adherence to relevant laws and regulations

Collaborate with corporate counsels and HR departments to monitor standards and regulations

Assess the business’s future ventures to identify possible compliance, AI and privacy risks

Review the work of colleagues when necessary to identify compliance, AI and privacy issues

Stay up to date on regulatory developments within or outside of the company as well as evolving best practices in compliance control

Prepare reports for senior management and external regulatory bodies as appropriate

Train and Mentor Compliance Specialists

Qualification

Compliance ManagementSOX ComplianceRisk AssessmentInternal Control FrameworksTechnical Program ManagementRegulatory KnowledgeCertified Internal AuditorCertified Public AccountantAnalytical SkillsPlanning AbilitiesProactivenessCommunication SkillsTeam Collaboration

Required

Have 12 years of equivalent experience with a BS/BA in law, finance, business administration, related field or 8 years of equivalent experience with a Master's degree in Business Administration (MBA), Regulatory Affairs, or a related field

Have at least two of these certifications or equivalent: Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Certified Compliance & Ethics Professional (CCEP), Certified Risk and Compliance Management Professional (CRCMP), Governance, Risk & Compliance Professional (GRCP), or Leadership Professional in Ethics & Compliance (LPEC)

Have TPM (Technical Program/Project/Project Management) experience

Have knowledge of the industry's standards and regulations

Have experience with complex projects at any of the Big 4 (Deloitte, PwC, EY or KPMG)

Have excellent knowledge of reporting procedures and record keeping

Have demonstrated proactiveness and perseverance in complex environments

Understanding of financial reporting risks and how controls mitigate them

Knowledge of internal control frameworks (e.g., COSO, COBIT for IT)

Awareness of PCAOB audit standards and external auditor expectations

Have experience with SOX compliance, including Section 302 & 404

Have experience integrating compliance into every SDLC phase (System Development Life Cycle)