Morgan Stanley · 2 days ago
WM Financial Crimes Risk Office; Fraud, Sanctions, Travel Rule Oversight - Vice President
Purchase, NY
Full-time
Onsite
Mid, Senior Level
$140K/yr - $200K/yr
7+ years expMorgan Stanley is a global financial services firm that provides comprehensive financial advice and services to its clients. The Vice President, WM Financial Crimes Risk Office is responsible for overseeing Financial Crimes and KYC activities, ensuring compliance with relevant laws and regulations, and supporting the execution of the strategic direction of Financial Crimes programs.
Asset ManagementFinanceFinancial ServicesLending
Hiring Manager
Ajit Jose MBA-HR, SHRM-SCP, GTML™, CDR
Responsibilities
Support the implementation of transformational, high-impact enhancements across Financial Crimes Risk programs to drive risk reduction, implement efficiencies, design and implement new or enhanced controls and improve client experience
Support the execution of target operating model for in-scope Financial Crimes Risk & Control programs, including but not limited to the oversight of BSA related Fraud issues, Sanctions and Travel rule
Drive consistency and standardization of Risk & Control programs and processes included the oversight of BSA related Fraud issues, Sanctions and Travel rule
Partner with and influence a wide range of stakeholders from 1st line, 2nd line and 3rd line
Identify, escalate, and support management as it relates to identification and remediation of top & emerging risks
Engage with various 1st line teams across WM to assess the impact of financial crimes risks in their area
Support the implementation of oversight reporting and associated working group forums to review risk items, KRIs, KPIs
Qualification
Required
7+ years of relevant experience with transformation programs and/or Financial Crimes risk management programs
Bachelor degree in Business, Finance, or other related fields
Strong understanding of Financial Crimes Risk, Relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.) is a plus
Regulatory remediation experience at global, large-scale bank is a plus
Strong leadership qualities with the ability to manage teams and evidence a strong work ethic as well as a high degree of integrity
Knowledge of Financial Crimes laws and regulations and familiarity with best practice first line procedures and processes
Experience with Sanctions and Travel Rule
Experience with Fraud a strong plus the oversight of BSA related Fraud issues, Sanctions and Travel rule
Deliver high impact with a high sense of urgency
Juggle competing critical priorities while demonstrating timely and tangible progress
Effectively navigate a highly complex and high velocity environment with a wide range of stakeholders
Communicate complex matters in a concise, crisp, and action-oriented manner for different sets of stakeholders, including executive management
Lead with confidence and comfort in high-paced and high-profile environments with minimum supervision
Identify issues, investigate root causes, and escalate promptly
Handle highly confidential information professionally and with appropriate discretion
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry.
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Wei Christianson
Co-CEO Asia Pacific
Recent News
2026-01-22
2026-01-21
2026-01-21
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