US Equities & Trading Control Manager - Vice President jobs in United States
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Chase · 4 months ago

US Equities & Trading Control Manager - Vice President

JPMorgan Chase is a global leader in financial services, and they are seeking a Business Control Manager Vice President within their Corporate & Investment Bank's US Business Control Management Equities Team. The role focuses on ensuring a disciplined control environment, identifying risks, and collaborating with internal and external partners to enhance operational risk management and compliance.

BankingFinancial Services

Responsibilities

Evaluate and perform end-to-end analysis of the business’ risk and control environment with stakeholders
Identify significant gaps and weaknesses and determine root causes of control breaks
Ensure controls are properly designed, operating effectively, and essential to a proactive risk and control culture
Leverage proven evaluation strategies and sound change management protocols
Perform ongoing analysis of program-related data (e.g., KRI/KPI) to support business programs and strategies
Develop ad-hoc reports as requested to support business-related programs
Assist with development of Risk & Control Self-Assessment mapping and documentation
Participate in end-to-end process walkthroughs and deep dives with assigned business units
Collaborate with team members across global time zones to drive control initiatives
Communicate findings and recommendations to senior management
Prioritize multiple tasks and ensure completion within established timeframes

Qualification

Operational risk managementAudit experienceQuality assuranceMicrosoft Office SuiteTrade life cycle knowledgeCollaborative styleJudgmentWell-organizedCommunication skills

Required

Bachelor's degree or equivalent experience required
7 years of professional experience in financial services with a background in controls, audit, quality assurance, operational risk management, or compliance; or equivalent subject matter expertise in a relevant business-related function
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
Strong written and verbal communication skills, with the ability to summarize business data and convey complex ideas simply
Confident professional with good judgment, maturity, and poise to interact with and influence senior management
Well-organized with the ability to prioritize and complete multiple tasks
Collaborative style, flexible, and able to partner with team members across global time zones

Preferred

Basic understanding of trade life cycle, equity, and markets
Prior front office exposure

Company

Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.

Funding

Current Stage
Late Stage

Leadership Team

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Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
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Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
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