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Capital One · 4 months ago

TMO Fraud Compliance Advisory Specialist I

Jericho, NY

Full-time

Hybrid

Entry Level

$73K/yr - $83K/yr

1+ years exp

Capital One is a financial services company, and they are seeking a TMO Fraud Compliance Advisory Specialist I to perform a key risk management role. The role involves ensuring compliance with laws and regulations, providing advice to business lines, and participating in corporate processes.

Financial Services

Comp. & Benefits

No H1B

Responsibilities

Support senior advisors in effective challenge and preparation for various forum interactions

Work with senior advisors to support lines of business in the application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

Monitor “Always On” ICTT testing results and remediate any issues in close coordination with the AML TMO Fraud leadership team

Review control and operational reports that may result in case creation for AML TMO Fraud investigations

Participate in targeted validations on controls over applicable regulations and compliance testing

Perform User Acceptance Testing (UAT) to confirm intent is met when updates are made to operating locations, systems/tools, processes or code/scripts that could have an impact on Capital One’s ability to comply with the Bank Secrecy Act (BSA)

Investigate system generated alerts to assess presence of illicit activity that may require reporting based on Bank Secrecy Act (BSA)/AML requirements and escalate for appropriate investigation and analysis

Develop understanding of Compliance Risk Management Framework and applicable laws and regulations

Qualification

Anti-Money Laundering (AML)FraudRisk ManagementUser Acceptance Testing (UAT)Microsoft OfficeGoogle SuiteCertified Fraud Examiner (CFE)ACAMSCertified Financial Crimes Investigator (CFCI)

Required

High School Diploma, GED, or equivalent certification

At least 1 year of experience in Anti-Money Laundering (AML) or Fraud

At least 1 year experience with Microsoft Office or Google Suite

Preferred

Bachelor's Degree

3+ years of experience in Anti-Money Laundering (AML), Fraud, or Risk Management

Certified Fraud Examiner (CFE), Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Financial Crimes Investigator (CFCI), or other relevant industry-related certification