Jump Trading · 4 months ago
Accounting Director, FinOp Broker Dealer
Chicago
Full-time
Onsite
Director/Executive
$175K/yr - $225K/yr
8+ years expJump Trading Group is committed to world-class research and seeks an Accounting Director, Broker-Dealer Finance and Operations Principle (FinOp) to join their global Finance team. This role involves overseeing regulatory financial reporting and compliance for U.S. regulated entities, ensuring accurate submissions and collaborating with various teams to maintain compliance and operational excellence.
Financial ServicesTrading Platform
Responsibilities
Prepare, review and submit all current U.S. regulatory returns and other submissions, as required and applicable
Work with legal and compliance for external regulatory audits and examinations
Work with Treasury on liquidity, funding, capital, clearing/trading deposits and other treasury-related items pertaining to legal entities as needed
Work with Treasury, Risk and Compliance on the calculation and oversight of net capital for regulatory requirements
Prepare annual audited financial statements for the U.S. regulated entities and collaborate with our auditors and other members of accounting. Work closely with other teams to ensure decision support and compliance for accurate reporting
Assess, develop, and maintain proper policy and procedure documentation in relation to regulatory reporting function
Monitor and ensure timely identification and compliance with evolving regulatory guidance, provide interpretation and assessment of impact, and prepare documentation
Become the subject matter expert with respect to your areas of ownership
Interaction with key business areas at the firm to understand the regulatory impact of new business
Ensure timely, accurate completion of related special project/analysis work and other ad hoc tasks as requested of others within the Department
Participate in other Finance projects, as required
Qualification
Required
At least 8 years work experience in regulatory accounting or audit, preferably in the financial services space, including experience as a FINOP
Bachelor's degree in accounting or a related field is required
Strong knowledge of GAAP, SEC and FINRA regulations
Series 27 Certification required
Proven ability to research and interpret regulation and develop and implement processes for compliance
Ability to multitask and prioritize multiple projects in a fast-paced environment
Detail-oriented, organized, and excellent communication skills
Kind, resourceful, self-sufficient, collaborative and able to build and sustain relationships with colleagues
Exceptional analytical and problem-solving skills with a strategic mindset to identify and resolve new challenges
Flexible, conscientious and easily adaptable to constant change
Reliable and predictable availability
Benefits
Discretionary bonus eligibility
Medical, dental, and vision insurance
HSA, FSA, and Dependent Care options
Employer Paid Group Term Life and AD&D Insurance
Voluntary Life & AD&D insurance
Paid vacation plus paid holidays
Retirement plan with employer match
Paid parental leave
Wellness Programs
Company
Jump Trading
Jump Trading is a globally-positioned, proprietary trading firm.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Stéphane Biehler
Chief Financial Officer
Recent News
2025-12-22
Company data provided by crunchbase