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Frost · 2 days ago

Compliance Advisor - Lending

Texas, United States

Full-time

Onsite

Mid Level

3+ years exp

Frost is a financial services company with over 150 years of legacy, committed to providing unparalleled services. They are seeking a Compliance Advisor - Lending to provide strategic compliance guidance on regulatory requirements and ensure that lending products comply with applicable laws while helping to mitigate regulatory risks.

Banking

Comp. & Benefits

Responsibilities

Provide subject matter expertise on applicable laws, regulations, and internal policies, ensuring business activities align with compliance requirements

Monitor regulatory developments, assess their impact on business operations, and support implementation of necessary changes to ensure proactive and ongoing compliance with applicable laws and regulations

Inform line of business teams on compliance requirements, best practices, and emerging regulatory risks

Identify potential compliance issues, escalate concerns as necessary, and collaborate with stakeholders on remediation efforts

Assist in the development, review, and enhancement of compliance policies, procedures, and governance frameworks

Collaborate with business units to identify and assess existing and emerging compliance risks

Partner with business units, risk management, legal, and other internal teams to integrate compliance considerations into decision-making and operational processes

Maintain accurate records of compliance activities, assist in the periodic creation of leadership reports as needed, and support regulatory examinations or audits

Maintain a current knowledge of consumer protection laws, regulations, emerging risks, and how they impact Frost products, processes, systems, and internal controls

Support compliance training initiatives by developing and delivering guidance to employees on regulatory obligations and best practices

Always take action using Integrity, Caring, and Excellence to achieve all-win outcomes

Qualification

Compliance expertiseRegulatory knowledgeRisk assessmentPolicy developmentConsumer protection lawsCollaboration skillsBachelor’s degreeProfessional certification