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Crowe · 7 hours ago

Large Bank Capital Markets Internal Audit Senior Consultant

Dallas, TX

Full-time

Onsite

Mid, Senior Level

$74K/yr - $148K/yr

3+ years exp

Crowe is one of the largest public accounting, consulting and technology firms in the United States, and they are seeking a Capital Markets Audit Senior Consultant to support internal audits of compliance programs across trading and investment operations. This hands-on role is ideal for professionals looking to deepen their expertise and grow toward leadership.

AccountingAdviceConsultingFinanceFinancial ServicesInformation TechnologyProfessional ServicesTax Consulting

No H1B

Responsibilities

Execute internal audit engagements (not financial statement audits)

Perform testing and documentation on compliance and conduct risk controls

Focus on areas including:

Broker-dealers and registered investment advisors (RIAs)

Swap dealers and derivatives compliance

Volcker Rule monitoring

Conduct risk and capital markets compliance

Draft audit reports and share insights with audit leaders

Monitor evolving regulations (SEC, FINRA, CFTC, FCA, MiFID II, Dodd-Frank)

Qualification

Internal auditCompliance programsRisk managementCapital markets regulationsAnalytical skillsCertifications CPACertifications CIACertifications CFACertifications CAMSCommunication skills