JPMorganChase · 2 weeks ago
US Equities & Trading Control Manager - Vice President
New York, NY
Full-time
Onsite
Mid, Senior Level
$119K/yr - $190K/yr
7+ years expJPMorgan Chase is a leading financial institution seeking a Vice President for their Equities Business Control Management team. The role involves providing guidance and oversight to ensure regulatory compliance while engaging with various stakeholders to manage operational risks and enhance control environments.
Asset ManagementBankingFinancial Services
Responsibilities
Develop, draft, and implement robust policies and procedures to ensure compliance with regulatory requirements
Research and analyze evolving regulatory frameworks to keep our processes aligned with current standards
Serve as a subject matter expert on rules and regulations, providing critical support and guidance to teams across the firm
Engage the trading desks and compliance to address real-time issues
Efficiently triage and address compliance-related questions and incidents
Engage with outside counsel and regulators regarding our supervisory framework
Lead cross-functional initiatives to implement and enhance supervisory controls
Update team leads and other internal decision-makers on regulatory compliance developments
Qualification
Required
Bachelor's degree or equivalent experience
Minimum of 7 years of professional experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business function
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
Strong written and verbal communication skills, with the ability to distill complex information, convey key messages, and interact effectively with senior management
Advanced analytical thinking, systematic problem-solving abilities, and attention to detail
Demonstrated organizational skills and a proven track record of managing competing priorities in a fast-paced environment
Collaborative approach, with effective interaction across teams and global time zones
Adaptability and openness to learning from feedback and new challenges
Preferred
FINRA Certifications: SIE, Series 7, Series 57, Series 63, Series 24
Basic understanding of trade-life cycle, equity & markets
Prior front office exposure preferred
Experience with data analysis or familiarity with coding is advantageous, though not required
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
10001+ employees
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
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