Goldman Sachs · 4 months ago
Global Banking & Markets, Supervisory Risk & Controls, VP - Dallas
Dallas, Texas, United States
Full-time
Onsite
Mid, Senior Level
5+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. The role involves leading the design and implementation of controls for supervisory risks within the Global Banking & Markets division, ensuring compliance with regulatory obligations and enhancing control performance.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Lead systematic pre-trade and post-trade control design, workflows and process implementation to support the First Line supervisory framework and regulatory obligations
Develop control requirements, including control logic and workflow design in conjunction with various stakeholders such as the business and compliance. This includes testing and managing the roll out process as well as business notification and training as needed
Analyze data and trends to identify enhancements to existing controls to improve control performance and effectiveness
Drive strategic initiatives to streamline controls across obligations and businesses
Build relationships with Sales/Trading, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis
Train associated persons on controls tooling
Represent the team in necessary governance forums for the business controls covered within the region when needed
Provide control owner input into design features and functionality impacting the broader strategic supervisory platform to ensure continued control performance across the Supervisory control suite
Qualification
Required
Bachelor's degree
5-7 years of relevant work experience with specific knowledge of front office supervisory framework or exposure to regulatory implementation
Familiarity with securities markets, derivative products, Sales & Trading functions, booking platforms and trade flows
Expert in translating and analyzing data to perform root cause / trending / impact analyses to drive recommendations and decision making
Deep understanding of risk & controls framework across Sales & Trading businesses
Strong time and project management/organizational skills and attention to detail; ability to handle a fast-paced environment; communicate factually and influentially
Experience managing projects and building and maintaining stakeholder relationships; communicating with influence
Proven track record of building and managing business relationships
Preferred
Prior experience in working with Engineering to lead data strategy and uplift of controls preferred
Benefits
Training and development opportunities
Firmwide networks
Benefits
Wellness and personal finance offerings
Mindfulness programs
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-13
2026-01-12
Company data provided by crunchbase