Regulatory Reporting Finance Associate jobs in United States
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FalconX · 1 day ago

Regulatory Reporting Finance Associate

FalconX is a pioneering team committed to revolutionizing institutional access to the crypto markets. The Regulatory Reporting Finance Associate will manage high-level regulatory reporting and audit relationships while overseeing foundational accounting operations, ensuring compliance and data integrity.

CryptocurrencyFinancial ExchangesFinTechTrading Platform
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H1B Sponsor Likelynote

Responsibilities

Own the preparation and submission of daily, weekly, and monthly regulatory filings (CFTC and NFA) and regulatory capital reports for FalconX Bravo
Perform daily balance sheet and bank reconciliations to ensure data integrity, audit-readiness, and accurate financial reporting
Act as the primary point of contact for external auditors and assist in preparing materials for regulatory examinations
Manage the full lifecycle of finance functions, including Accounts Payable, expense reporting, and vendor management
Identify opportunities to enhance internal controls and shorten the close process; build robust in-house capabilities for a scaling regulated entity

Qualification

Regulatory ReportingAccounting/Finance ExperienceExcel/Google SheetsNetSuiteCPACFASelf-motivated

Required

Experience with Broker-Dealer or Swap Dealer regulatory reporting (specifically CFTC/NFA requirements) is the most critical technical skill for this role
3-5 years of Accounting/Finance experience
Bachelor's degree in Accounting, Finance, or Business
Proficiency in Excel/Google Sheets. Familiarity with NetSuite is a plus
Self-motivated and 'scrappy.' You must be comfortable working independently in a fast-paced environment where you are expected to build structure rather than just follow it

Preferred

CPA, CFA, or advanced degree
Prior experience in a financial services firm, start up or in the digital assets industry

Benefits

Performance linked bonus
Equity
Competitive benefits package

Company

FalconX

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FalconX is a digital assets prime brokerage providing trading, financing, and custody services.

H1B Sponsorship

FalconX has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (10)
2024 (16)
2023 (6)
2022 (6)
2021 (4)

Funding

Current Stage
Late Stage
Total Funding
$477M
Key Investors
Cantor FitzgeraldAmex VenturesAccel
2025-05-27Debt Financing
2022-06-22Series D· $150M
2021-08-10Series C· $210M

Leadership Team

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Raghu Yarlagadda
Co-founder & CEO
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Austin Reid
Global Head of Revenue & Business
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Company data provided by crunchbase