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Wise · 1 week ago

Compliance Manager- Monitoring and Testing

Austin, TX

Full-time

Hybrid

Mid, Senior Level

Wise is a global technology company focused on making international money transfers easier and more cost-effective. The Compliance Manager will play a crucial role in ensuring adherence to regulatory requirements by managing compliance monitoring and testing programs, collaborating with various teams, and maintaining a healthy compliance culture throughout the organization.

Financial Services

No H1B

Responsibilities

Design control testing plans and evaluate compliance with rules and regulations

Audit & Examination Management: Lead the preparation and management of regulatory examinations and audits, ensuring timely and accurate responses

Compliance Framework Development: Support the development and maintenance of Wise's Regulatory Compliance oversight framework, including policies and procedures

Build trust within our teams: deliver meaningful controls testing - scoping reviews, controls assessments and any findings

Work with teams to ensure regulatory compliance issues are remediated in line with agreed timelines

You proactively communicate solutions to address control gaps or how our processes can be enhanced

Work with teams to educate them about the US and CA regulatory requirements, and empower teams to build risk based processes which are clearly documented

Oversee and maintain a healthy compliance culture throughout the organisation

Adapt your focus on different compliance issues depending on growth plans and compliance needs

Risk Assessment: Execute and enhance quarterly monitoring across key risk areas, and assist in the preparation of committee and board reports

Stakeholder Collaboration: Work closely with operational, finance, product, and engineering teams to ensure compliance is integrated into business processes

Qualification

Compliance MonitoringRegulatory ComplianceRisk AssessmentFinancial RegulationAudit ManagementRegulatory FrameworksStakeholder CollaborationExperience in Fast-Growing EnvironmentInternational Team ExperienceGRC ToolsPresentation SkillsProblem SolvingCommunication Skills

Required

Previous monitoring and testing experience within a Financial Regulation advisory role or experience in a Compliance/Legal department, Financial Crime Oversight, Risk and Controls function or in a consultancy environment

J.D., Certified Regulatory Compliance Manager or similar qualification

Familiar with regulations and processes related to Financial Crime, Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations

Ability to analyze and interpret complex regulatory frameworks and apply them effectively

Ability to effectively communicate with Product Managers and Engineers and provide practical, actionable, and value added recommendations

Strong presentation skills

Problem solving attitude, with the ability to use regulations together with data to drive business decisions

Experience (or interest) in working in a fast-growing environment

Willing to travel, as Wise offices are located across different countries

Legally authorized to work in the U.S