Internal Audit, Vice President – Institutional Securities Technology jobs in United States
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E*TRADE from Morgan Stanley · 3 months ago

Internal Audit, Vice President – Institutional Securities Technology

positionNew York, New York, United States of America
timeFull-time
remoteOnsite
seniorityMid, Senior Level
money$135K/yr - $203K/yr
date6+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, known for its commitment to innovation and excellence. They are seeking a Vice President to lead and oversee assurance activities for applications and system infrastructure supporting Institutional Securities Technology Audit, ensuring effective risk management and governance processes.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them
Proactively identify risk and emerging risk, and factor into risk assessment and assurance coverage
Articulate actionable insights to management regarding criticality and impact of risks to the business
Effectively partner with colleagues and stakeholders globally to drive effective working relationships
Align projects and initiatives with department and coverage area priorities, and oversee team's execution of deliverables in accordance with audit methodology and quality standards

Qualification

Audit principlesRisk assessmentProject managementData analysisRelevant certificationsCoachingChange managementMentoringEffective communication

Required

Advanced knowledge of industry, global markets and regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to articulate risk and impact clearly and succinctly to different audiences
Effective change and project management techniques and ability to support teams in adapting new ways of working
Ability to leverage and analyze data to inform focus and views on risk
Ability to coach and mentor others and create an inclusive work environment for team
At least 6 years' relevant experience would generally be expected to find the skills required for this role

Preferred

Relevant certifications (i.e., CIA, CISA, CISSP, etc.) preferred

Benefits

Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
dateFounded in 1982
location
Arlington, Virginia, USA
people-size1001-5000 employees
web-link
https://us.etrade.com/home

H1B Sponsorship

E*TRADE from Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (3)

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Director and Customer Marketing
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