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BankUnited · 8 hours ago

Remote - Senior Auditor

United States

Full-time

Remote

Mid, Senior Level

3+ years exp

BankUnited is a financial institution seeking a Senior Auditor responsible for conducting internal audit projects. The role involves developing audit scopes, performing procedures, and preparing reports while identifying areas of risk and opportunities for efficiency improvements.

BankingFinanceFinancial Services

Diversity & Inclusion

Responsibilities

Plans and performs audits under the supervision of managers and/or directors

Creates audit planning memos in conformance with Internal Audit Department procedures

Documents business processes within process narratives or flowcharts, identifying risks and mitigating controls

Develops risk and control matrices and test plans for key controls

Identifies control gaps and tests the design and operating effectiveness of existing controls

Reviews and tests records to ensure compliance with company policies, procedures, plans, and communications as well as safe and sound banking practices

Formulates clear and concise conclusions on internal controls and business process and efficiencies

Prepares audit reports detailing findings and recommendations and review findings and recommendations with appropriate management personnel through audit status and exit meetings

Participates in audit exit meetings and prepares presentations

Prepares and/or supervises the preparation of organized, accurate, complete and competent work papers conforming to Internal Audit Department requirements, ensuring the documentation clearly supports the conclusion regarding each objective

Participates in audit engagement risk identification sessions

Keeps Audit Managers informed of emerging issues and audit progress. Manages time and work efficiently so that deadlines are met and department standards are maintained

Maintains positive team relationship by demonstrating and supporting initiative, willingness to learn, flexibility, respect, cooperation and commitment to the success of the internal audit process

Keeps abreast of regulations, industry, and information technology changes

Supports external auditors as assigned

Ensures adherence to professional audit standards

Conducts special projects, as necessary

Adheres to and complies with applicable, federal and state laws, regulations and guidance, including those related to anti-money laundering (i.e. Bank Secrecy Act, US PATRIOT Act, etc.)

Adheres to Bank policies and procedures and completes required training

Identifies and reports suspicious activity

Supervises function, projects or services and/or one or more employees, as applicable

Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws

Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance coaching; rewarding and disciplining employees; addressing complaints and resolving problems

Qualification

Certified Public Accountant (CPA)Certified Information Systems Auditor (CISA)Internal auditingFinancial services experienceProcess documentationRisk assessmentMS OfficeACLTeamMateTeamworkCommunication skillsProblem-solvingTime managementCustomer focusLeadership

Required

Bachelor's Degree in Accounting, Business Administration, IS/IT, or related field required

3-6 Years of auditing experience required

Experience in creating process documentation, developing audit plans, and performing audits required

Certified Public Accountant (CPA) within 1 Year required

Certified Information Systems Auditor (CISA) within 1 Year required

CIA or other relevant audit or risk certification within 1 Year required

Demonstrates the ability to obtain, evaluate and interpret information and reach logical, fact-based conclusions

Acquires and applies required technical skills to be successful in project tasks and assignments

Displays a strong work ethic and takes initiative in solving problems and presenting solutions

Takes responsibility for planning, executing and managing projects effectively

Identifies and effectively clears project scope changes before performing work

Distinguishes between issues that should be communicated upward and those that can be resolved without manager involvement

Exhibits effective application of department policies and methodologies

Demonstrates knowledge of business process and related risks

Takes responsibility for executing work plans and supervising projects effectively

Communicates the importance of business ethics to the audit staff

Seeks industry training and stay informed about new developments

Works toward obtaining appropriate professional or technical certifications

Identifies gaps between required skills and existing competencies and assists in identifying appropriate training to close gaps

Effectively organizes the administrative aspects of the project, including budget and project wrap-up

Recognizes and communicates potential engagement challenges/issues to engagement manager as appropriate

Responds to customer requests in a timely manner

Instills in staff an expectation to provide customers with top quality service

Effectively prepares for and leads meetings with audit customer personnel

Clearly understands use of the departments audit methodology

Effectively communicates written and verbal ideas using multiple techniques tailored to ensure audience understanding

Develops sound job administration skills so that audits run smoothly

Practices effective time management

Encourages others to work as a collaborative team by consistently and effectively modeling teamwork

Assists others in improving their personal effectiveness

Seeks opportunities to demonstrate and teach others on the job

Provides substantive, objective, and timely feedback on staff performance

Uses supervisory role to train and develop both the audit and customer personnel

Understands IAD management and customer expectations

Instills a service commitment in the staff by demonstrating team effort, sharing responsibility, and modeling good listening skills

Identifies areas of business risk, potential technical problems, and opportunities to improve the efficiency and profitability of the customer's business processes

Responds to client needs when they arise

Demonstrates an understanding of the audit customer's business strategy and objectives, and the controls and policies in place to implement and measure results

Participates actively in risk identification sessions

Identifies gaps between risk and controls

Delivers quality project deliverables and other assigned tasks that are logically presented and free of errors in grammar and spelling

Utilizes 90% of time on assurance and advisory engagements

Knowledge of MS Word, Excel, Visio and PowerPoint