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Crowe · 1 day ago

Financial Services Internal Audit Senior Consultant

Costa Mesa, CA

Full-time

Hybrid

Mid, Senior Level

$74K/yr - $148K/yr

3+ years exp

Crowe is one of the largest public accounting, consulting and technology firms in the United States, seeking a Financial Services Internal Audit Senior Consultant. In this role, you will assist clients in the banking and financial services industry with risk management, internal audits, and compliance, while also developing specialized skills in a supportive environment.

AccountingAdviceConsultingFinanceFinancial ServicesInformation TechnologyProfessional ServicesTax Consulting

No H1B

Responsibilities

Providing risk management and operational internal audit services to clients primarily in the banking and financial services industry

Assisting in planning and managing staff on engagements, including reviewing staff work papers and providing feedback and guidance to staff

Conducting fieldwork, preparing work papers to support conclusions, discussing findings and observations with management, and preparing written reports of various types and formats

Advising clients on how to improve and optimize internal controls, best practices, and helping clients deal with routine issues within the scope of the engagement

Providing other value-added recommendations both to our clients and to help improve the firm

Communicating audit scope, engagement status, issues, emerging risks, and recommendations through written reports and presentations to appropriate audiences

Maintaining consistency and quality in Internal Audit work across the organization, providing guidance and feedback to staff

Meeting quality guidelines within the established turnaround time or budget for assigned tasks, ensuring high standards of work

Applying solution-based approaches to problem-solving during client engagements, and documenting working papers to support conclusions

Developing positive relationships with key stakeholders to facilitate open communication regarding pending due dates and questions

Balancing competing priorities and managing time effectively to maintain the audit deliverable schedules

Qualification

CPACIAInternal AuditSOX 404Risk AssessmentInternal ControlsGAAPPCAOBBusiness Process FlowProject ManagementCommunication Skills

Required

Bachelor's Degree in Accounting, Finance, Information Technology, or relevant field required

Must have 3-5 years of experience in the areas of operational internal audit, internal controls assessment, and/or SOX 404 evaluation and testing

Prior experience should include progressive responsibilities, including supervising and reviewing the work of others, and project management, including self-management of simultaneous workstreams and responsibilities

Strong written and verbal communication and comprehension both formally and informally to our clients and our teams, in a variety of formats and settings, including in interviews, meetings, calls, e-mails, reports, process narratives, presentations, etc

Internal operational and technology audit planning and execution, including risk assessment experience

Internal control design and effectiveness understanding

Business process flow and flowcharting

Strong understanding of PCAOB requirements, industry best practices, GAAP financial accounting, and SEC Reporting

Willingness to travel 60% annually