Compliance Analyst, Regulatory and Trading Compliance jobs in United States
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Point72 · 3 months ago

Compliance Analyst, Regulatory and Trading Compliance

Point72 is a leading global alternative investment firm, and they are seeking a Compliance Analyst for their Compliance Department. The role involves conducting compliance audits, maintaining regulatory libraries, and reviewing compliance policies to support the firm's investment and trading activities.

Asset ManagementFinanceFinancial Services
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
Develop and maintain a library of exchange rules and regulatory enforcement actions
Review and update certain compliance and trading policies

Qualification

Compliance auditRegulatory enforcementOrganizational skillsCommunication skillsAttention to detail

Required

Bachelor's degree from an accredited college or university
GPA 3.0 or greater
Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
Ability to manage and prioritize multiple tasks and see each task to completion
Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
Commitment to the highest ethical standards

Benefits

Fully-paid health care benefits
Generous parental and family leave policies
Volunteer opportunities
Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
Mental and physical wellness programs
Tuition assistance
A 401(k) savings program with an employer match and more

Company

Point72 invests in multiple asset classes and strategies worldwide.

H1B Sponsorship

Point72 has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (64)
2024 (42)
2023 (48)
2022 (35)
2021 (42)
2020 (34)

Funding

Current Stage
Late Stage
Total Funding
$45.17M
2012-06-15Series Unknown· $45.17M

Leadership Team

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Nanssia Fragoudaki
Chief Operating Officer for Technology
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Sam Wadhams
Senior Manager, Corporate Communications
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Company data provided by crunchbase