Capital One · 3 months ago
Senior Audit Manager, Corporate Compliance (Hybrid)
Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to lead professional internal auditing work that involves conducting compliance-related audit projects and providing input to the annual audit plan.
BankingCredit CardsFinanceFinancial Services
Responsibilities
Plan, perform, and lead large/complex compliance-related audits at the enterprise level as well as other diverse lines of business and specialty areas
Help to implement the team's strategic imperatives/priorities
Establish and build working relationships with internal and external management
Provide significant input into the development of the annual audit plan
Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
Communicate the results of audit projects to management (written reports/oral presentations)
Manage staff during audit engagements and provide feedback on work performed
Qualification
Required
Bachelor's Degree or military experience
At least 7 years of experience in auditing, compliance, risk management or a combination
At least 5 years of experience in leading audit engagements or performing in the role of auditor-in-charge
At least 1 year of experience in people management
Preferred
5+ years of experience in one or more areas of compliance, such as consumer compliance or brokerage compliance
10+ years of experience in banking or the financial services industry
2+ years of experience with data analytics tools in support of internal audit
1+ years of experience with privacy compliance in the financial services industry
Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Recent News
2026-01-13
2026-01-13
Yahoo Finance
2026-01-13
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