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RSM US LLP · 3 months ago

Supervisor, Technology Risk Consulting - SOC and Internal Audit (Financial Services Industry) New York City

New York

Full-time

Hybrid

Mid, Senior Level

$89K/yr - $168K/yr

4+ years exp

RSM US LLP is a leading provider of professional services to the middle market globally, empowering clients to realize their full potential. The Supervisor, Technology Risk Consulting role involves consulting with clients on internal controls, managing SOC attestation services, and assessing IT security policies and controls in the financial services industry.

AccountingConsultingFinancial Services

Growth Opportunities

No H1B

Responsibilities

Consulting with client leadership on the design and optimization of controls utilizing a general knowledge of business processes, accounting, and information technologies

Create internal control documentation for the engagement including narratives, process and data flows

Consulting with client leadership on strategic plans and other business matters, helping our clients to anticipate emerging risks and information technology opportunities

Managing SOC attestation and other third-party opinion services for clients within the financial services industry

Supporting external financial statement and SOX compliance engagements for application and information technology general computer controls

Assessing IT security policies, procedures, and controls of our clients’ business applications, networks, operating systems, and other components of their technology infrastructure

Reviewing, documenting, evaluating and testing application controls, particularly automated controls on a wide range of ERP systems and software applications across a wide variety of client business processes

Identifying internal IT controls, assessing their design and operational effectiveness, determining risk exposures and developing remediation plans and determining technical and business impact of identified security and control issues and providing remediation guidance to clients

Helping grow RSM’s business through involvement in various business development and client sales opportunities

Qualification

IT risk managementInternal auditIT securityFinancial services experienceBusiness process controlsInformation technology controlsRegulatory knowledgeProject managementPerformance feedbackStakeholder managementBusiness developmentClient consultingRemediation guidancePerformance monitoringRisk assessmentControl documentationData flow analysisNarrative creationClient leadershipEmerging risks identificationTechnical impact analysisSOX complianceERP systems knowledgeFinancial application knowledgeCertificationsMentoring staffCommunication skillsTeam management

Required

Bachelor's degree or equivalent

4 or more years of experience in business process controls and IT risk management, internal audit, IT security, or other IT compliance related work

Experience leading engagements and managing staff

Experience managing project financials and managing projects to completion within agreed upon budgets

Experience managing people, mentoring staff, providing performance feedback, and monitoring workloads of the team while meeting stakeholder and client expectations

Clear understanding of relevant regulations and industry standards (e.g., FFIEC, SOX, COSO, COBIT, ITIL, ISO27001, PCI, HIPAA and GLBA)

Ability to be in person in New York City 2 days/week

Preferred

Strong understanding of information technology controls and security experience in a widely used financial application (SAP, Oracle, JD Edwards, PeopleSoft, etc.)

Experience within the financial services industry highly preferred

Professional certification: Certified Public Accountant (CPA), Certified Information Systems Auditor® (CISA®), Certified Information Systems Security Professionals® (CISSP®), Certified Information Security Manager® (CISM®) and/or Certified Information Privacy Professional (CIPP)

Benefits

Discretionary bonus based on firm and individual performance

Company

RSM US LLP

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Founded in 1926

Chicago, Illinois, USA

10001+ employees