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MUFG · 5 months ago

Treasury - MUFG US and Canada Broker Dealers, Assistant Vice President

New York, NY

Full-time

Hybrid

Mid, Senior Level

$105K/yr - $130K/yr

5+ years exp

MUFG is one of the world’s leading financial groups, dedicated to serving clients and communities globally. The Assistant Vice President will be involved in broker dealer treasury functions, focusing on funding and liquidity risk management, capital management, and collaboration with various teams to ensure regulatory compliance and effective operations.

Financial Services

Responsibilities

Manage projects that improve Treasury reporting and produce key metrics that monitor liquidity utilization

Monitor the amount of unsecured funding used by various business lines and effectively transfer price for liquidity

Develop Canadian broker dealer and enhance US broker dealer collateral monitoring and cash flow forecasting reporting

Continue to build out intraday liquidity monitoring and work closely with Operations and the Repo desk to optimize funding

Cross train and become back-up to peers in other Treasury areas when they are out of the office

Analyze new business initiatives to assess the liquidity risk implications and funding requirements

Keep abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management measurement practices

Work closely with Global colleagues and US counterparts to ensure that Broker Dealer are aligned with peer broker dealer practices and regulatory expectations

Coordinate ALCO meeting materials for US and Candian broker dealers

Lead and contribute to CUSO liquidity stress testing assumption, limit and early warning indicator and reporting updates across Treasury teams and engagement with risk management

Adhere to all Enhanced Prudential Standards requirements for US Broker Dealer including Intraday monitoring, collateral management, cash flow forecasting, stress testing, and compliance with ALM guidelines

Qualification

Treasury managementLiquidity risk managementFunding analysisRegulatory complianceAnalytical skillsSIE CertificationSeries 99 CertificationCommunication skillsTeam collaborationProblem-solvingRelationship building