Capital One · 8 hours ago
Principal Auditor- Credit Risk Management (Hybrid)
New York, NY
Full-time
Hybrid
Senior Level, Lead/Staff
$107K/yr - $122K/yr
4+ years expCapital One is a leading financial services company seeking an energetic, self-motivated Principal Auditor to join their Audit team. The role focuses on audits of Credit Risk Management, leading audits, developing documentation, and ensuring the effectiveness of internal controls.
BankingCredit CardsFinanceFinancial Services
No H1B
Responsibilities
Lead small audits, or own completion of significant components of larger audits
Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document auditee processes and procedures, review and analyze evidence, and identify potential issues
Prepare clear, organized, and complete documentation to support work performed, including draft findings
Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge
Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible
Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires
Qualification
Required
Bachelor's Degree or military experience
At least 4 years of experience in auditing, credit risk management, financial analysis, or a combination
At least 2 years of experience in leading audits or performing in the role of auditor-in-charge
Preferred
Master's Degree in Auditing, Accounting, Finance, Economics, or Business Administration
Professional certification such as Chartered Financial Analyst (CFA) or Certified Risk Manager (CRM)
5+ years of experience in Credit Risk Management at a large bank or financial services organization
Extensive experience in credit policy or underwriting from a financial institution or consulting
A track record of decision making and problem solving based on analytics; a strong quantitative orientation matched with conceptual thinking skills
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Lo Li
CTO, Managing Vice President Retail Bank
Daniel Arellano
Senior Vice President, Business Cards and Payments
Recent News
Business Wire
2025-12-30
2025-12-29
2025-12-26
Company data provided by crunchbase