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Bradesco Bank · 3 months ago

Compliance Analyst | Custody Project

Coral Gables, FL

Full-time

Onsite

New Grad, Entry Level

Bradesco Bank is seeking a Compliance Analyst to assist in the design and rollout of a custody program in accordance with applicable regulations. The role involves supporting the drafting of policies, conducting compliance monitoring, and collaborating with various internal teams to ensure adherence to regulatory requirements.

BankingFinanceFinancial Services

No H1B

Responsibilities

Assist in the design and rollout of a custody program in accordance with applicable regulations

Support the drafting and maintenance of policies and procedures related to custody operations

Conduct compliance monitoring and testing activities to identify potential risks and ensure adherence to regulatory requirements

Collaborate with internal teams including Operations, Legal, Risk, and Technology to support custody-related initiatives

Maintain records and assist in reporting obligations related to custody services

Provide support in training staff on custody-related compliance topics

Provide full support to the CCO, during internal and external audits and reviews from the regulatory agencies

Perform any other task as per the request of the CCO

Qualification

Broker-dealer complianceCustody regulationsFINRA Series 7FINRA Series 24Analytical skillsSpanishEnglishCollaborationCommunication skillsSelf-starterOrganizational skills