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Q2 · 2 days ago

Regulatory Compliance Analyst

Charlotte, NC

Full-time

Hybrid

Entry, Mid Level

2+ years exp

Q2 is a leading provider of digital banking and lending solutions to banks, credit unions, alternative finance companies, and fintechs. The Regulatory Compliance Analyst role focuses on overseeing AI Governance and Third-Party Risk Management, supporting compliance and risk activities, and advising on compliance risks.

Financial ServicesFinTech

No H1B

Responsibilities

Works with management within Compliance, Risk, Product, Operations, IT, and Security to design eﬀective and eﬃcient compliance related controls primarily related to Artificial Intelligence governance and third-party risk management

Supports day-to-day Artificial Intelligence risk management oversight activities

Conducts risk assessments on third-party vendors for TPRM Program

Provides regulatory exam support

Provides compliance support for payments related regulations / requirements

Performs and facilitates various assessments based on FFIEC IT Booklets, SOC 1, and SOC 2 requirements

Evaluates effectiveness of control design and effectiveness to meet compliance requirements

Performs compliance reviews at the request of management for updates to business processes or new product initiatives

Assists with client audit activities for large enterprise clients

Supports the creation and management of meeting materials for the AI Ethics Committee, Enterprise Risk Oversight Committee, and the Risk and Compliance Committee of the Board of Directors

Qualification

Regulatory compliance knowledgeRisk management oversightProgram management skillsBSA / AML / CFT knowledgeCertified Regulatory Compliance ManagerFluent in EnglishPresentation skillsTime managementAttention to detailNegotiation skillsProblem solvingRelationship building

Required

Typically requires a Bachelor's degree in Business Administration, Computer Science, or Mathematics and a minimum of 2 years of related experience; or an advanced degree; or equivalent related work experience

Excellent understanding of various banking compliance requirements (e.g., EU AIA, FFIEC, FRB, OCC, FDIC, CFPB, ACH, and NACHA regulations and guidance)

Strong program management skills with strong presentation development and delivery skills

Excellent time management and organizational skills

Strong work ethic with high degree of accuracy and attention to detail

Strong skills in negotiating, relationship building, problem solving, and timely problem escalation

This position requires fluent written and oral communication in English

Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment Visa at this time