Regulatory Technology Business Analyst jobs in United States
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Cantor Fitzgerald · 3 months ago

Regulatory Technology Business Analyst

position199 Water Street, New York, NY, 10038, US
timeFull-time
remoteOnsite
senioritySenior Level

Cantor Fitzgerald is seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance. The role involves leading business analysis efforts for strategic initiatives and ensuring regulatory compliance and operational efficiency through the implementation of regulatory reporting platforms and trade surveillance systems.

Commercial Real EstateFinancial ServicesFinTechManagement ConsultingRisk Management

Responsibilities

Lead business analysis efforts for strategic and BAU initiatives
Manage the implementation and enhancement of internally built platforms for Regulatory Reporting to the CFTC, NFA, FINRA and SEC
Oversee changes to Trade Surveillance platforms such as Scila and SMARTS

Qualification

U.S. regulatory reportingTrade surveillanceRegulatory complianceMarket abuse alertsScilaSMARTSBusiness analysisOperational efficiency

Required

Expertise in U.S. regulatory reporting and trade surveillance
Strong understanding of the U.S. regulatory landscape (e.g., SEC, CFTC, FINRA)
Experience with surveillance functions related to market abuse alerts and scenarios
Ability to bridge business needs and technology execution to ensure regulatory compliance and operational efficiency
Experience managing the implementation and enhancement of internally built platforms for Regulatory Reporting
Experience with changes to Trade Surveillance platforms such as Scila and SMARTS

Company

Cantor Fitzgerald

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Cantor Fitzgerald is a global financial services firm that specializes in equities, investment banking, and real estate.
dateFounded in 1945
location
New York, New York, USA
people-size10001+ employees
web-link
http://cantor.com

Funding

Current Stage
Late Stage

Leadership Team

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Howard Lutnick
Chairman and Chief Executive Officer
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Danny Salinas
Senior Managing Director, Global Chief Financial Officer
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