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KKR · 2 hours ago

Compliance - Senior Compliance Officer Marketing Review

Boston

Full-time

Onsite

Mid, Senior Level

$140K/yr - $175K/yr

3+ years exp

KKR is a leading global investment firm that offers alternative asset management and insurance solutions. The Senior Compliance Officer – Marketing Review will support the company's compliance program with a focus on Advertising and Marketing Review, while also engaging in various compliance-related tasks across the organization.

AdviceAsset ManagementFinancial ServicesReal EstateVenture Capital

Responsibilities

Build and maintain strong relationships within the Compliance, Legal, Product, and Marketing Departments on a global basis

Build and maintain strong relationships with internal customers striving always to find business-friendly but compliant solutions to daily work

Be an active contributor and collaborator on daily tasks and larger projects, as assigned

Understand KKR and Global Atlantic’s business processes, products and regulatory obligations and apply that understanding to tasks assigned

Support management and team and actively contribute to a positive work environment that is collaborative and encouraging

Identify and recommend process improvements that reduce workloads and improve quality for the existing process

Establish strong working relationships within the broader KKR organization

Seek out knowledge and provide prompt and accurate responses to inquiries

Help to identify and develop AI tools and workflows

Qualification

FINRA Series 7 & 24 licensesFinancial services experienceAlternative asset managementAdvertising/marketing reviewBusiness knowledgeCommunication skillsAttention to detailTeam collaboration

Required

Have or obtain shortly after starting FINRA Series 7 & 24 licenses

Bachelor's Degree (or relevant work experience equivalent)

At least 3 years in a financial services role (preferably in broker-dealer, investment advisor, alternative asset manager, insurance company, or independent marketing organization (IMO)

Ability to make decisions, use independent judgment, establish priorities and work effectively on multiple initiatives concurrently while maintaining strict attention to detail

Experienced communicator (written and oral)

Ability to work with a geographically dispersed team

Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast-paced environment

Ability to work across enterprises and present complex matters to internal colleagues, management, or business leaders

A willingness to accept directions from leaders and peers

A strong desire to work well with others

Strong communication skills, work ethics and high level of personal integrity and accountability

Self-starter and have a desire for knowledge

Business knowledge and acumen

Demonstrates the ability to use sound judgment and discretion regarding confidential information