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PNC · 5 months ago

Enterprise Testing Specialist - Compliance

PA - Pittsburgh (15222)

Full-time

Onsite

Entry, Mid Level

2+ years exp

PNC is a financial services company that emphasizes the importance of its people in delivering exceptional customer experiences. The Enterprise Testing Specialist - Compliance role involves conducting independent testing of model owners’ adherence to the Model Risk Management Framework, evaluating governance effectiveness, and communicating findings to stakeholders.

BankingFinanceFinancial Services

No H1B

Responsibilities

Plans the execution of business unit compliance testing program to prevent illegal, unethical, or improper business practices

Plan testing and reviews. Applying risk analysis principles, determine the scope, including focus, objectives, and rationale, and update the scope as needed. Develop testing strategies, including procedures and selection of samples, sample size, and rationale. Perform testing and reviews according to the testing plan. Evaluate controls, identifying risks appropriately. Revise review programs as needed to accomplish objectives

Conduct and manage documentation of the review process. Prepare working papers, ensure that documentation appropriately supports the testing conclusions, and document process flows and describe major processes within the area being reviewed

Analyze the results of testing and review activities. Analyze exceptions and make recommendations to enhance internal controls and/or increase the efficiency of operations. Ensure that testing is accurate, complete, and in accordance with standards and protocols. Communicate test/review results and issues/concerns to management at the LOB and/or enterprise level, validating and recommending resolutions to issues

Provide consulting services for clients on risk and control issues. May assist clients in implementation of new / improved systems, products / services, and controls

Qualification

Compliance ReportingRisk AssessmentsRegulatory RequirementsAnalytical ThinkingInternal ControlsCustomer Support PoliciesEffective CommunicationsProblem Solving

Required

Strong analytical skills

Attention to detail

Ability to engage with model owners in a constructive and collaborative manner

Plans the execution of business unit compliance testing program to prevent illegal, unethical, or improper business practices

Plan testing and reviews

Applying risk analysis principles

Determine the scope, including focus, objectives, and rationale, and update the scope as needed

Develop testing strategies, including procedures and selection of samples, sample size, and rationale

Perform testing and reviews according to the testing plan

Evaluate controls, identifying risks appropriately

Revise review programs as needed to accomplish objectives

Conduct and manage documentation of the review process

Prepare working papers, ensure that documentation appropriately supports the testing conclusions

Document process flows and describe major processes within the area being reviewed

Analyze the results of testing and review activities

Analyze exceptions and make recommendations to enhance internal controls and/or increase the efficiency of operations

Ensure that testing is accurate, complete, and in accordance with standards and protocols

Communicate test/review results and issues/concerns to management at the LOB and/or enterprise level

Validate and recommend resolutions to issues

Provide consulting services for clients on risk and control issues

May assist clients in implementation of new / improved systems, products / services, and controls

Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions

Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework

Roles at this level typically require a university / college degree, with 2+ years of relevant professional experience

In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered

Bachelors