The governance gap: AI risks unchecked in financial services

Compliance Analyst - Broker-Dealer/RIA

GiGCXOs is a fractional-executive and compliance reg-tech consultancy serving broker-dealers and investment advisers. They are seeking experienced Compliance Analysts to operate as extensions of their CCOs and Principals, executing monitoring, testing, documentation, evidence collection, and remediation tracking across multiple client environments.

Sign up with Google

Sign in with Google