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Baker Tilly · 3 months ago

Financial Institution Regulatory Compliance Manager

USA NY New York City 66 Hudson Blvd E

Full-time

Onsite

Senior Level

5+ years exp

Baker Tilly is a leading advisory, tax and assurance firm, and they are seeking a Financial Institution Regulatory Compliance Manager to join their Risk Advisory practice. The role involves managing regulatory compliance risks for clients in the financial sector, leading audits, and providing strategic advice on regulatory requirements.

AccountingConsulting

Responsibilities

Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems

Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements

Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance

Continually stay up-to-date on all existing compliance regulations

Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs

Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics

Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements

Manage client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met

Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community

Invest in your professional development individually and through participation in firm wide learning and development programs

Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals

Enjoy friendships, social activities and team outings that encourage a work-life balance

Qualification

Regulatory complianceManagement experienceCIACRCM designationFinancial institution knowledgeAnalytical skillsCommunication skillsProblem-solving skillsCollaboration skillsTime management skills