Forvis Mazars US ยท 6 days ago
Senior Consultant, Risk & Regulatory Consulting - Anti-Financial Crimes
Charlotte, NC
Full-time
Onsite
Mid, Senior Level
2+ years expForvis Mazars US is a consulting firm specializing in risk and regulatory consulting. They are seeking a Senior Consultant to assist clients with their BSA/AML and Sanctions Compliance Programs, conduct risk assessments, and implement compliance programs within the financial services industry.
AccountingConsultingFinancial Services
Responsibilities
Assisting clients on requirements of their BSA/AML and Sanctions Compliance Program, including customer lifecycle support (e.g., KYC, Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD), adverse media screening), Transaction Monitoring, Anti-Bribery and Corruption (ABC) and AML compliance system implementation/tuning
Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement detection and comprehensive compliance programs
Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring proper controls are in place to mitigate identified risks
Understanding complex AML investigations and analysis in diversified financial services operations, including alert and case disposition and Suspicious Activity Report (SAR) narrative preparation
Executing the project deliverables and communicating with the project team
Helping to identify significant emerging issues that impact our client base
Qualification
Required
2+ years or more of experience in financial crimes roles with a focus on AML, KYC, BSA, SARs, Sanctions, and Internal Audit programs within the financial services industry
Prior experience as a consultant in the Big Four, or equivalent
Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook
Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance requirements
Knowledge of AI tools, including prompt engineering, and other methods of machine learning used within the Financial Crimes Compliance industry
Prior experience with Financial Crimes Compliance software (e.g., Verafin, NICE Actimize, Mantas)
Preferred
CAMS certification
Bring independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation
Possess exceptional interpersonal skills, with the ability to build strong client relationships and collaborate effective with diverse teams
Demonstrate strong verbal and written communication skills, including the ability to communicate complex ideas clearly and concisely
Uphold a professional demeanor aligned with high ethical standards, sound judgement, and accountability
Show reliability and commitment to deadlines, along with a proactive approach to managing priorities
Exhibit strong organizational and time management skills and a collaborative team mindset
Are interested in long-term professional growth, taking initiative to expand their expertise, assume leadership responsibilities over time, and contribute to the broader success of our Advisory Practice
Company
Forvis Mazars US
Forvis Mazars, LLP is an independent member of Forvis Mazars Global, a leading global professional services network.
5001-10000 employees
H1B Sponsorship
Forvis Mazars US has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2024 (11)
2023 (15)
2022 (2)
Funding
Current Stage
Late StageLeadership Team
T
Tom Watson
Chief Executive Officer
G
Gregory Shoemaker
Chief Technology Officer
Company data provided by crunchbase